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⏭... example, there are Guidelines issued in relation to long-term products on the subject of financial needs analysis, cooling off period, investment linked assurance scheme products, gifts and policy replacement. All these Guidelines have specific requirements with which licensed insurance agents must comply...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Agents_Code_Eng.pdf -
Date: 2019-09-10
... transitional period to enable authorized insurers and licensed insurance intermediaries to align their documentation, controls and processes with the enhanced requirements on OA ILAS products for Professional Investor (PI) as set out in Q&A 31A and 32A to 32E of this Circular (“Enhanced OA ILAS Requirements...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/New_QNAs_to_Interpretation_Notes.pdf -
Date: 2021-12-10
... transitional period to enable authorized insurers and licensed insurance intermediaries to align their documentation, controls and processes with the enhanced requirements on OA ILAS products for Professional Investor (PI) as set out in Q&A 31A and 32A to 32E of this Circular (“Enhanced OA ILAS Requirements...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/New_QNAs_to_Interpretation_Notes.pdf -
Date: 2021-09-09
... backlog – Compliance Review & Resources 7 Findings: Rectification process for certain identified AML/CFT gaps or deficiencies: repeated postponement of target completion timelines (e.g. over 1 year) outstanding for a substantial period of time (e.g. over 1 year) subsequent recurrence of...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2021-11-12
... backlog – Compliance Review & Resources 7 Findings: Rectification process for certain identified AML/CFT gaps or deficiencies: repeated postponement of target completion timelines (e.g. over 1 year) outstanding for a substantial period of time (e.g. over 1 year) subsequent recurrence of...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2022-04-27
... backlog – Compliance Review & Resources 7 Findings: Rectification process for certain identified AML/CFT gaps or deficiencies: repeated postponement of target completion timelines (e.g. over 1 year) outstanding for a substantial period of time (e.g. over 1 year) subsequent recurrence of...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2019-11-05
[PDF]
GL16.pdf
... product risks, key exclusions, 21- day cooling-off period etc. 8.4 The proper sales process flow is set out in the flowchart at the Annex. It involves completion of the FNA (if applicable), confirmation of needs, comparison of different insurance options (where FNA has been performed), and explanation of...
https://www.ia.org.hk/english/legislative_framework/files/GL16.pdf -
Date: 2020-09-24
... from a prospective view • Continuity analyses and Stress Scenarios (plausible and adverse) • Board review and deliberations on ORSA results are vital 13 Risk-based Capital Regime Timeline 201920182017 2020 2021 2022 + Final Standard Start of comparative period Effective date 1 January 2021 First...
https://www.ia.org.hk/english/infocenter/files/Pan_Asian_Regulatory_Insurance_Summit.pdf -
Date: 2021-12-09
... from a prospective view • Continuity analyses and Stress Scenarios (plausible and adverse) • Board review and deliberations on ORSA results are vital 13 Risk-based Capital Regime Timeline 201920182017 2020 2021 2022 + Final Standard Start of comparative period Effective date 1 January 2021 First...
https://www.ia.org.hk/english/infocenter/files/Pan_Asian_Regulatory_Insurance_Summit.pdf -
Date: 2021-09-08
... from a prospective view • Continuity analyses and Stress Scenarios (plausible and adverse) • Board review and deliberations on ORSA results are vital 13 Risk-based Capital Regime Timeline 201920182017 2020 2021 2022 + Final Standard Start of comparative period Effective date 1 January 2021 First...
https://www.ia.org.hk/english/infocenter/files/Pan_Asian_Regulatory_Insurance_Summit.pdf -
Date: 2020-06-12