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... Consultation Paper on the Draft Insurance (Maximum Number of Authorized Insurers) Rules Consultation Paper Template for feedback to Consultation Paper:  Feedback Template The deadline for...
https://www.ia.org.hk/english/infocenter/consultation_max_authorizedinsurers.html - Date: 2018-10-31
... Consultation Paper on the Draft Code of Conduct for Licensed Insurance Agents Consultation Paper Template for feedback to Consultation Paper:  Feedback Template The deadline for submitting...
https://www.ia.org.hk/english/infocenter/consultation_code_of_conduct_agents.html - Date: 2019-03-28
... Consultation Paper on the Draft Code of Conduct for Licensed Insurance Brokers Consultation Paper Template for feedback to Consultation Paper:  Feedback Template The deadline for submitting...
https://www.ia.org.hk/english/infocenter/consultation_code_of_conduct_brokers.html - Date: 2019-03-28
... Annual Compliance Certification Guideline on Anti-Money Laundering and Counter-Terrorist Financing (AML) published under S7 of the AMLO and S4A of ICOi (July 2012) (Applicable only to Member engaged in Long Term Insurance Business) This is to certify that: 1 A Compliance Officer (namely...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_PIBA_Annual_Compliance_Cert_Guideline_on_AML_and_CTF_v2_eg19.pdf - Date: 2019-12-20
... Microsoft Word - Mv04311.doc 註冊有限公司 Incorporated with limited liability 香港灣仔駱克道 353 號三湘大廈 29 樓 29/F, Sunshine Plaza, 353 Lockhart Road, Wanchai, Hong Kong 電話 Tel: 25201868 傳真 Fax: 25201967 網址 Website: http://www.hkfi.org.hk 電郵 E-mail: [email protected] GUIDANCE NOTE ON GIFTS Background 1. The Hong...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_HKFI_GN_on_Gifts_v1_9_5_2011_20190823.pdf - Date: 2019-12-20
... Meeting of the Working Group on Promoting Positive Image of Insurance Industry (16 Dec 2020) Programme rundown Download Presentation materials Topic: Building a Positive Image by Reinforcing Trust through Good Conduct and...
https://www.ia.org.hk/english/aboutus/task_force/activities_meetings/Meeting_of_the_Working_Group_on_Promoting_Positive_Image_of_Insurance_Industry_Dec_2020.html - Date: 2020-12-21
... Practice 7.1) to disclose to a client with respect to remuneration received from an insurer for arranging an insurance policy with the insurer on behalf of the client1. 3. This Practice Note does not have the force of law and should not be interpreted in a way that would override the provision of any law....
https://www.ia.org.hk/english/legislative_framework/files/Practice_note_on_Remuneration_Disclosure_Eng.pdf - Date: 2020-06-01
... Practice 7.1) to disclose to a client with respect to remuneration received from an insurer for arranging an insurance policy with the insurer on behalf of the client1. 3. This Practice Note does not have the force of law and should not be interpreted in a way that would override the provision of any law....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Practice_note_on_Remuneration_Disclosure_Eng.pdf - Date: 2020-06-24
... - 1 - CIB-GN(12) (issued on 18 December 2014, effective from 1 January 2015) (revised on 13 October 2015, effective from 1 January 2016) Guidance Note on Product Recommendation for Long Term Insurance Business According to Membership Regulation 3.5, the General Committee is issuing this Guidance...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN12_on_Product_Recommend_for_LT_v2_13_10_2015_eg19.pdf - Date: 2019-12-20
... Meeting of the Working Group on Embracing Fintech in Hong Kong (27 Sep 2019) Programme rundown Download Presentation materials Topic: Compliance with Data Privacy in Digital World Speaker: Mr Tony Lam, Deputy...
https://www.ia.org.hk/english/aboutus/task_force/activities_meetings/Meeting_of_the_Working_Group_on_Embracing_Fintech_in_Hong_Kong_Sep_2019.html - Date: 2019-11-26