... Code of Conduct 5/18 5.3.1 Securities and Futures Ordinance 5.3.2 Licensing and Registration Requirements 5.3.3 Other Relevant Codes Issued by the Securities and Futures Commission 5.3.4 Offer of Investment 5.3.5 Market Misconduct 5.3.6 CIS Internet Guidance Note 5.4 Other Relevant Legislation 5/21...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-long-2015.pdf -
Date: 2019-12-02
... Futures Ordinance 5.3.2 Licensing and Registration Requirements 5.3.3 Other Relevant Codes Issued by the Securities and Futures Commission 5.3.4 Offer of Investment 5.3.5 Market Misconduct 5.3.6 CIS Internet Guidance Note 5.4 Other Relevant Legislation 5/21 5.4.1 Prevention of Money Laundering and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/12.sn-IL-2017_eng.pdf -
Date: 2019-12-02
... if you do not reply.] 2. What type(s) of insurance products you are looking for to meet your objectives above? (tick one or more) a) Pure insurance product (without any savings or investment element) (e.g. term insurance) b) Insurance product with savings element (with savings but without...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5_HKFI_Initiative_on_FNA_v5_14_7_2015_20190823.pdf -
Date: 2019-12-20
... long term business were $258.7 billion in the first half of 2023 (decreased by 2.2%), mainly comprising $227.5 billion from Individual Life and Annuity (Non-Linked) business (increased by 3.1%), $12.7 billion from Individual Life and Annuity (Linked) business (decreased by 15.9%), as well as $14.8...
https://www.ia.org.hk/english/infocenter/press_releases/20230831.html -
Date: 2023-08-31
... Annex 1 Key Observations from the First ORSA Reports The Insurance Authority (“IA”) issued the Guideline on Enterprise Risk Management (“GL21”) which took effect on 1 January 2020. This is the Pillar 2 requirement which is implemented ahead of the statutory capital requirement under the Risk-based...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_28.3.2022_Annex.pdf -
Date: 2022-05-31
...檔案只可用作個人學習及處理公務上用 途。 1.1. About JFIU 2.2. Key Legislation 3.3. STR 4.4. Challenges 5.5. Case Studies OverviewOverview S T R ©Hong Kong Police Force香港警務處版權所有 •the Treasury Bureau •(Co•-•ordinate Unit) •Futures •Department •of Justice •Secretary •for Justice •Secretary for the •the Treasury Secretary...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20171122-2.pdf -
Date: 2021-11-12
...檔案只可用作個人學習及處理公務上用 途。 1.1. About JFIU 2.2. Key Legislation 3.3. STR 4.4. Challenges 5.5. Case Studies OverviewOverview S T R ©Hong Kong Police Force香港警務處版權所有 •the Treasury Bureau •(Co•-•ordinate Unit) •Futures •Department •of Justice •Secretary •for Justice •Secretary for the •the Treasury Secretary...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20171122-2.pdf -
Date: 2022-04-27
...檔案只可用作個人學習及處理公務上用 途。 1.1. About JFIU 2.2. Key Legislation 3.3. STR 4.4. Challenges 5.5. Case Studies OverviewOverview S T R ©Hong Kong Police Force香港警務處版權所有 •the Treasury Bureau •(Co•-•ordinate Unit) •Futures •Department •of Justice •Secretary •for Justice •Secretary for the •the Treasury Secretary...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20171122-2.pdf -
Date: 2019-11-05
... the appropriate box. Version: September 2019 1 Form A2 Please complete all items in BLOCK LETTERS. All amendments must be signed by Applicant. I. Basic Information on Principal Name in English Name in Chinese (if any) † Type of Principal ☐ Authorized Insurer (Please provide Company Registration No....
https://www.ia.org.hk/english/infocenter/forms/files/FormA2OnlinePortalApplicationforOpeningofSupervisorAccount.pdf -
Date: 2019-09-22
... Worldwide 31-12-19 - - - - - 立橋人壽 Well Link Life 31-12-19 234 48,543 33,189 - 39,231 萬通保險 YF LIFE 31-12-19 302,186 152,878,445 4,545,042 73,707 23,925,021 Zurich Assurance Zurich Assurance 31-12-19 38,891 21,252,432 236,934 - 5,135,561 Zurich International Zurich International 31-12-19 5,440 19,764,458 60...
https://www.ia.org.hk/english/infocenter/statistics/files/Table-L8_2019.pdf -
Date: 2020-09-30