... Guidance in designing and implementing AML/CFT systems so as to meet statutory & regulatory requirements 3 Chapter 1 Chapter 1 –– OverviewOverview 1.6 – 1.7: • Not exhaustive list of means • But if departure from the Guideline, FIs will have to stand prepared to justify such to IA with documented rationale...

... Guidance in designing and implementing AML/CFT systems so as to meet statutory & regulatory requirements 3 Chapter 1 Chapter 1 –– OverviewOverview 1.6 – 1.7: • Not exhaustive list of means • But if departure from the Guideline, FIs will have to stand prepared to justify such to IA with documented rationale...

... Guidance in designing and implementing AML/CFT systems so as to meet statutory & regulatory requirements 3 Chapter 1 Chapter 1 –– OverviewOverview 1.6 – 1.7: • Not exhaustive list of means • But if departure from the Guideline, FIs will have to stand prepared to justify such to IA with documented rationale...

..., irrespective of the legal position in the jurisdiction where such conduct took place. /… - 3 - Inclusion of a country, individual, entity or activity in a UNSC sanctions resolution or sanctions list may constitute grounds for knowledge or suspicion for the purposes of relevant money laundering and terrorist...

...……………………………………………... 2 5. Valuation Principles……………………………………… 2 6. Admissibility Limit for Each Category of Assets……………………………………………………... 9 7. Safeguarding Provision…..…………………...................... 11 8. Commencement…………………………………………... 11 Definition of “Market Value” Annex 1 List of Professional Qualifications in...

... Commerce and Economic Development Bureau - List of Persons and Entities Subject to Financial Sanctions Under the United Nations Sanctions Ordinance Security Bureau - Specification of Names of Persons Designated as Terrorists or Terrorist Associates by Committees of the United...

... the full list of the acceptable documentary proof is publicized as follows: Acceptable Documentary Proof for Having Attained the Requisite Education Standard (1) Form 5 or Secondary 5 or Secondary 6 or Secondary 7 graduation certificate or Form 5 or Secondary 5 or Secondary 6 or Secondary 7 final term...

... Guidance in designing and implementing AML/CTF systems so as to meet statutory & regulatory requirements Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 3 Chapter 1 – Overview 1.6 – 1.7: • Not exhaustive list of means • But if departure from the...

... Guidance in designing and implementing AML/CTF systems so as to meet statutory & regulatory requirements Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 3 Chapter 1 – Overview 1.6 – 1.7: • Not exhaustive list of means • But if departure from the...

... Guidance in designing and implementing AML/CTF systems so as to meet statutory & regulatory requirements Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 3 Chapter 1 – Overview 1.6 – 1.7: • Not exhaustive list of means • But if departure from the...