... Professional Development for Licensed Insurance Intermediaries (GL24) We have today issued a set of Interpretation Notes relating to the Guideline on Continuing Professional Development for Licensed Insurance Intermediaries (GL24), which can be downloaded from the website of the Insurance Authority (“IA”). The...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_Interpretation_Notes.pdf -
Date: 2021-12-10
... Professional Development for Licensed Insurance Intermediaries (GL24) We have today issued a set of Interpretation Notes relating to the Guideline on Continuing Professional Development for Licensed Insurance Intermediaries (GL24), which can be downloaded from the website of the Insurance Authority (“IA”). The...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_Interpretation_Notes.pdf -
Date: 2021-09-09
... into account the unique facts and circumstances of each case in order to determine an appropriate pecuniary penalty. From the publication of disciplinary actions, the industry would be able to discern the kind of penalties the IA would impose for different non-compliance or misconduct. The...
https://www.ia.org.hk/english/infocenter/press_releases/20190628.html -
Date: 2019-06-28
... regulations”), and the acceptance of e-learning courses for this purpose. In order to facilitate implementation, certain exemptions and transitional arrangements are provided for existing practitioners. The two guidelines will take effect immediately upon commencement of the new statutory regulatory...
https://www.ia.org.hk/english/infocenter/press_releases/20190731.html -
Date: 2019-07-31
... a circular, issued by the IA today. The IA will continue to explore with industry stakeholders the use of sustainable and virtual distribution channels for other products, while ensuring that prudential supervision is maintained and the interests of policy holders are properly protected, in order to...
https://www.ia.org.hk/english/infocenter/press_releases/20200327.html -
Date: 2020-03-27
... Explanatory Note on Licensing Requirements for Banking Sector under Regulatory Regime for Insurance Intermediaries Insurance Authority October 2019 2 1. Introduction 1.1 This Explanatory Note (“Note”) which includes a set of frequently-asked questions (“FAQs”) is issued by the Insurance Authority...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Banking_Sector.pdf -
Date: 2021-10-12
... Explanatory Note on Licensing Requirements for Banking Sector under Regulatory Regime for Insurance Intermediaries Insurance Authority October 2019 2 1. Introduction 1.1 This Explanatory Note (“Note”) which includes a set of frequently-asked questions (“FAQs”) is issued by the Insurance Authority...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Banking_Sector.pdf -
Date: 2020-07-06
... Explanatory Note on Licensing Requirements for Banking Sector under Regulatory Regime for Insurance Intermediaries Insurance Authority October 2019 2 1. Introduction 1.1 This Explanatory Note (“Note”) which includes a set of frequently-asked questions (“FAQs”) is issued by the Insurance Authority...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Licensing_Requirements_for_Banking_Sector.pdf -
Date: 2019-11-29
... complaint directly, but we monitor to ensure its complaints handling process is fair and in line with the standards set out in our guidelines and codes of conduct); and For the purpose of this benchmark, we include all complaints we receive apart from complaints the IA refers to other bodies to...
https://www.ia.org.hk/english/consumer/lodge_a_complaint.html -
Date: 2023-09-01
... Recommendation by giving special attention to business relations and transactions with persons, including companies and financial institutions, from the above NCCTs. This is in addition to the requirements set out in the Guidance Note on Prevention of Money Laundering issued by the Insurance Authority....
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular270901.html -
Date: 2017-06-23