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⏭... of factors and questions the IA will consider in this respect are set out below: 2 i) Whether there are a sufficient number of other directors on the board of the agency or broker company, such that those other directors have responsibility for managing or controlling the regulated activity of the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_Brokers_dd_18122020.pdf -
Date: 2020-12-21
... finance market. In the coming months, it will launch enhancements to its website2, including the Climate and Environmental Risk Questionnaire for Non-listed companies (Questionnaire) in digital format3, and new greenhouse gas emissions calculation and estimation tools jointly developed with the Hong Kong...
https://www.ia.org.hk/english/infocenter/press_releases/20240108.html -
Date: 2024-01-09
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Chatting about Chatbots
... Chatbot’s limitations, how it should be used, the data set it is trained on and how that data is stored, used and how long it is kept. Adequate risk mitigation, ongoing monitoring, reporting controls and contingency plans would also need to be in place throughout its deployment. Careful consideration...
https://www.ia.org.hk/english/legislative_framework/Conduct_in_Focus_Issue_07_(Article_03).html -
Date: 2023-05-12
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https://www.ia.org.hk/english/infocenter/forms/files/Form_A4_Pack_ENG_Sep2024_2.pdf -
Date: 2024-12-13
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https://www.ia.org.hk/english/infocenter/forms/files/Form_A5_Pack_ENG_Sep2024_2.pdf -
Date: 2024-12-13
...No Content...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_31072024_Licensing_Fees_Chi_Annex2.pdf -
Date: 2024-12-11
...No Content...
https://www.ia.org.hk/english/infocenter/forms/files/Form_A4_Pack_ENG_Sep2024_2.pdf -
Date: 2025-06-18
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https://www.ia.org.hk/english/infocenter/forms/files/Form_A5_Pack_ENG_Sep2024_2.pdf -
Date: 2025-06-18
...No Content...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_31072024_Licensing_Fees_Chi_Annex2.pdf -
Date: 2025-06-19