... supervisory tool to gauge the level of compliance by insurers • Routine and thematic inspection visits conducted to more than 20 insurers since April 2012 Presenter Presentation Notes Key Areas for Improvement: 1. Senior Management Oversight 2. Compliance Functions 3. Customer Risk Assessment 4. CDD Process...

... premium, impose exclusions, or even decline the application. In addition, most policies have age limits for first-time applicants. Applicants older than the maximum entry age who try to take out a new policy may be unable to do so. Tips on Applying for Insurance Understanding Medical Insurance Au gu st 2...

... premium, impose exclusions, or even decline the application. In addition, most policies have age limits for first-time applicants. Applicants older than the maximum entry age who try to take out a new policy may be unable to do so. Tips on Applying for Insurance Understanding Medical Insurance Au gu st 2...

... that the renewal application will not be processed before existing licence expires. Early and timely application for renewal, by contrast, provides certainty to licensees regarding their licensing position. - 2 - Applications for renewal of licence by individual licensees should be submitted to the IA...

... premium, impose exclusions, or even decline the application. In addition, most policies have age limits for first-time applicants. Applicants older than the maximum entry age who try to take out a new policy may be unable to do so. Tips on Applying for Insurance Understanding Medical Insurance Au gu st 2...

... company; and (b) who manages or controls any matter relating to a regulated activity of the broker company. The restriction means that such a person cannot also be: - 2 - (a) a proprietor or a partner of a licensed insurance agency; (b) a licensed individual insurance agent; (c) a licensed technical...

... Application for Authorization to Carry on Insurance Business in or from Hong Kong (GL5). Authorization to carry on insurance business in or from Hong Kong will only be granted to those insurers who meet the authorization requirements stipulated under sections 8(2) and 8(3) of the IO.   Adequate...

... collective recognition that maintaining high standards of conduct, even in challenging times, is necessary to underpin trust in insurance. Conduct in Focus is here to assist with that important objective. Peter Gregoire Head of Market Conduct & General Counsel Conduct in Focus P.2 1 The IA received another...

... 17 January 2020 United Nations (Anti-Terrorism Measures) Ordinance G.N. (E.) 2 of 2020 16 January 2020 Updated list of relevant persons and entities under the United Nations Sanctions (Mali) Regulation 2019 List of...

...， 將可透過保險中介一站通處理。 如前所述，續期申請必須在現有牌照期滿日至少 45 日前遞交。然而，在實際操作中， 保險中介一站通將容許保監局提前在現有牌照期滿前 135 日（即約 4.5 個月）接收並開 始考慮持牌人士的續期申請。當然，最重要是有關申請人需預留充足時間提前遞交牌照 申請，以便保監局有相應時間處理這些申請。如延遲提交，則可能出現續期申請未能在 現有牌照期滿之時完成處理的風險。相反，預早和準時的續期申請，可讓持牌人士確定 其牌照的情況。 - 2 - 個人持牌人士的牌照續期申請，應透過保險中介一站通提交予保監局，並應由相關人士 的委任主事人，透過使用保險中介一站通的功能以管理及統籌有關...