... Key Aspects of AML / CTF System Key Aspects of an AML/CTF system Dickson Chui Manager (Enforcement) – Anti-Money Laundering 14 September 2012 Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 1 Disclaimer • This part of presentation aims to raise...

... Key Aspects of AML / CTF System Key Aspects of an AML/CTF system Dickson Chui Manager (Enforcement) – Anti-Money Laundering 14 September 2012 Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 1 Disclaimer • This part of presentation aims to raise...

... Anti-Money Laundering (“AML”) and Counter-Terrorist Financing (“CTF”) The Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance (Cap. 615) (“AMLO”) provides for, inter alia, the statutory requirements relating to customer due diligence and record-keeping for financial...

... Anti-Money Laundering (“AML”) and Counter-Terrorist Financing (“CTF”) The Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance (Cap. 615) (“AMLO”) provides for, inter alia, the statutory requirements relating to customer due diligence and record-keeping for financial...

... Anti-Money Laundering (“AML”) and Counter-Terrorist Financing (“CTF”) The Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance (Cap. 615) (“AMLO”) provides for, inter alia, the statutory requirements relating to customer due diligence and record-keeping for financial...

... manual, compliance manual, manual on Anti-Money Laundering); 17. Copy of the latest financial statements (if the applicant has been incorporated for 12 months or more); 18. Copy of insurance quotation of the Professional Indemnity Insurance; 19. Copy of the latest bank statement of own operating bank...