... Insurance Companies Ordinance (Chapter 41) GUIDELINE ON MINIMUM REQUIREMENTS FOR INSURANCE BROKERS Insurance Authority Contents Page 1. Introduction 1 2. Authorization/Approval of Insurance Brokers/Bodies of Insurance Brokers 4 3. Minimum Requirements for compliance by Insurance Brokers and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonMininumRequirementsforInsuranceBrokers.pdf -
Date: 2020-06-16
... Insurance Companies Ordinance (Chapter 41) GUIDELINE ON MINIMUM REQUIREMENTS FOR INSURANCE BROKERS Insurance Authority Contents Page 1. Introduction 1 2. Authorization/Approval of Insurance Brokers/Bodies of Insurance Brokers 4 3. Minimum Requirements for compliance by Insurance Brokers and...
https://www.ia.org.hk/english/legislative_framework/files/guideline_on_mininum_requirements_for_insurance_brokers_eng.pdf -
Date: 2020-09-24
... Form N2 1 Notification of Appointment of a Licensed Insurance Intermediary to carry on regulated activities in one or more line(s) of business by Appointing Principal(s) Pursuant to Section 64Q of the Insurance Ordinance (Cap. 41) For Official Use C SA LN Check Update Verify Please complete all...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N2_Eng_22Dec2020.pdf -
Date: 2022-01-06
... Form N2 1 Notification of Appointment of a Licensed Insurance Intermediary to carry on regulated activities in one or more line(s) of business by Appointing Principal(s) Pursuant to Section 64Q of the Insurance Ordinance (Cap. 41) For Official Use C SA LN Check Update Verify Please complete all...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N2_Eng_22Dec2020.pdf -
Date: 2022-05-31
... (“Requirements”). 2 Purpose The purpose of the updated Requirements is to incorporate, among others, the enhanced requirements brought about through the introduction of the SFC Handbook to ensure that customers purchase ILAS products which are suitable for them and consistent with their requirements and risk...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_HKFI_ILAS_Requirements_v2_1_2011_20190823.pdf -
Date: 2019-12-20
... Setting up an individual account involves several steps as follows: 2.1 Step 1 - Submission of Application Form for Individual Account Individual account owner need to provide the following information to their principal in order to create an individual account: a. Full Name in English – The name must be...
https://www.ia.org.hk/english/infocenter/forms/files/Online_Portal_Userguide_individual_Jan_2021.pdf -
Date: 2022-01-06
... Explanatory Note on Section 121 of the Insurance Ordinance (Cap. 41) – Non-disclosure requirement in relation to information obtained in the course of inspection, investigation or disciplinary action Insurance Authority June 2020 2 Contents Page 1. Introduction 3 2. Non-disclosure obligations...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Section_121_of_the_Insurance_Ordinance.pdf -
Date: 2021-10-12
... Explanatory Note on Section 121 of the Insurance Ordinance (Cap. 41) – Non-disclosure requirement in relation to information obtained in the course of inspection, investigation or disciplinary action Insurance Authority June 2020 2 Contents Page 1. Introduction 3 2. Non-disclosure obligations...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Section_121_of_the_Insurance_Ordinance.pdf -
Date: 2020-07-06
... Microsoft Word - GL19 Guideline on QDAP (English).docx GL19 GUIDELINE ON QUALIFYING DEFERRED ANNUITY POLICY Insurance Authority Contents 1. Introduction .............................................................................................................. 1 2. Relevant Legal and Regulatory...
https://www.ia.org.hk/english/legislative_framework/files/GL19.pdf -
Date: 2020-09-24
... Microsoft Word - GL19 Guideline on QDAP (English).docx GL19 GUIDELINE ON QUALIFYING DEFERRED ANNUITY POLICY Insurance Authority Contents 1. Introduction .............................................................................................................. 1 2. Relevant Legal and Regulatory...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL19.pdf -
Date: 2019-11-29