... the answer to any question, please continue on a separate sheet, specify the question to which the sheet relates and add signature of the relevant person. 2. All questions must be answered, if any question is not applicable, please state "N.A.". 3. The relevant person should give written notification...

... the answer to any question, please continue on a separate sheet, specify the question to which the sheet relates and add signature of the relevant person. 2. All questions must be answered, if any question is not applicable, please state "N.A.". 3. The relevant person should give written notification...

... Aim to adopt the Common Ground Taxonomy2, which will be developed by mid-2021 by the International Platform on Sustainable Finance (IPSF) Working Group on Taxonomies co-led by China and the EU. The Hong Kong Monetary Authority and Securities and Futures Commission have now also joined the IPSF....

... required to report the Qualified CPD Activities they have attended in each Assessment Period to the IA in a format and manner prescribed by the IA and their Appointing Principal(s) no later than 30 September (i.e. within 2 months after the expiration of the relevant Assessment Period...

... the answer to any question, please continue on a separate sheet, specify the question to which the sheet relates and add signature of the relevant person. 2. All questions must be answered, if any question is not applicable, please state "N.A.". 3. The relevant person should give written notification...

... agency who manages or controls any matter relating to a regulated activity of the agency. The restriction means that such a person cannot also be: - 2 - (a) a proprietor or a partner of another licensed insurance agency; (b) a licensed individual insurance agent; (c) a licensed technical representative...

... encouraging the adoption of proper standards of conduct by authorized insurers and licensed insurance intermediaries2. In this regard, the IA is empowered under the IO to take certain disciplinary actions against licensed insurance intermediaries and certain persons (such as a responsible officer (“RO”) of a...

... encouraging the adoption of proper standards of conduct by authorized insurers and licensed insurance intermediaries2. In this regard, the IA is empowered under the IO to take certain disciplinary actions against licensed insurance intermediaries and certain persons (such as a responsible officer (“RO”) of a...

... encouraging the adoption of proper standards of conduct by authorized insurers and licensed insurance intermediaries2. In this regard, the IA is empowered under the IO to take certain disciplinary actions against licensed insurance intermediaries and certain persons (such as a responsible officer (“RO”) of a...