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T_G21_2019.pdf
...,127 580 562 - - - - 417,288 252,489 117,213 106,477 36 36 55,388 51,462 1,993 2,000 - - - - 561,641 452,657 - - - - - - 377 43 - - - - 377 43 - - - - 20,295 11,832 (2) (2) - - - - 202,450 135,118 169,459 141,951 109 9 35,963 14,823 4,871 696 - - - - 922,437 415,498 - - - - 111 80 - - - - - - 19,026 11...
https://www.ia.org.hk/english/infocenter/statistics/files/T_G21_2019.pdf -
Date: 2020-09-30
...、投資或精算師專業資格： (iv) 英國精算師學會協會會員（FIA/ FFA）； (v) 蘇格蘭精算師學院會員（FFA）； (viii) 通過香港證券專業及投資學會的基本課程考試（FPE）的人 士； (ix) 通過香港證券專業及投資學會的文憑課程考試（DPE）的人士； (x) 持有香港證券專業及投資學會從業員資格證書的人士； (xi) 持有香港證券專業及投資學會高級從業員資格證書的人士；或 (xii) 持有香港證券專業及投資學會金融市場專業文憑的人士； Under clause 80: amend sub-clause (m) as shown on right-hand side A...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/8a_HKFI_CoP_for_Admin_of_Agents_v7b_24_5_2018_20190823.pdf -
Date: 2019-12-20
[PDF]
4q18long.pdf
... 465,622 CIGNA Worldwide Life 信諾環球人壽 15,107 77,999 - 591 - 2,110 - 102 - - 15,107 80,109 Desjardins Financial Security - - - - - - - - - - - - Friends Provident Int'l 英國友誠國際 - 5,143 - - 420,148 - - - - - 420,148 5,143 FTLife 富通保險 258,420 1,686,292 - 30,872 44,529 226,140 - 344 - - 302,949 1,912,432...
https://www.ia.org.hk/english/infocenter/statistics/files/4q18long.pdf -
Date: 2019-09-23
... Box65: Off Check Box66: Off Check Box67: Off Check Box68: Off Check Box69: Off Check Box70: Off Check Box71: Off Check Box72: Off Check Box73: Off Check Box74: Off Check Box75: Off Check Box76: Off Check Box77: Off Check Box78: Off Check Box79: Off Check Box80: Off Check Box81: Off Check Box82: Off...
https://www.ia.org.hk/english/infocenter/forms/files/Form_S6_Eng_June_2021.pdf -
Date: 2022-01-06
... Schedule 1A of the IO 4 “Regulated Person” is defined in section 80(1) of the IO 5 Section 81 of IO 6 Section 41P of the IO 2 Criteria for Determining whether to take Disciplinary Action and the Level of Sanctions Under Part XI of the IO, the IA is given power to take disciplinary actions against Regulated...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf -
Date: 2021-09-13
... Box65: Off Check Box66: Off Check Box67: Off Check Box68: Off Check Box69: Off Check Box70: Off Check Box71: Off Check Box72: Off Check Box73: Off Check Box74: Off Check Box75: Off Check Box76: Off Check Box77: Off Check Box78: Off Check Box79: Off Check Box80: Off Check Box81: Off Check Box82: Off...
https://www.ia.org.hk/english/infocenter/forms/files/Form_S6_Eng_June_2021.pdf -
Date: 2022-05-31
... defined under section 3A(a) and Schedule 1A of the IO 4 “Regulated Person” is defined in section 80(1) of the IO 5 Section 81 of IO 6 Section 41P of the IO 2 Criteria for Determining whether to take Disciplinary Action and the Level of Sanctions Under Part XI of the IO, the IA is given power to take...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf -
Date: 2019-10-15
... defined under section 3A(a) and Schedule 1A of the IO 4 “Regulated Person” is defined in section 80(1) of the IO 5 Section 81 of IO 6 Section 41P of the IO 2 Criteria for Determining whether to take Disciplinary Action and the Level of Sanctions Under Part XI of the IO, the IA is given power to take...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf -
Date: 2019-10-15
... value at the time of death. Who should consider it? Young people wi th l imi ted financial means; individuals who have high protection needs for a period of time or who are looking solely for protection and have other financial plans Individuals in a strong financial s i t ua t i on w ho wa n t b o t h...
https://www.ia.org.hk/english/infocenter/files/Understanding_Life_Insurance_Eng.pdf -
Date: 2021-12-14
[PDF]
GL18.pdf
... as a group and in the latter case, the insurer’s role in that group; (x) the nature and extent of any financial crime facilitated, occasioned or otherwise attributable to the conduct; (xi) the level of senior management involved and the extent of their involvement; (xii) whether there is a breach of...
https://www.ia.org.hk/english/legislative_framework/files/GL18.pdf -
Date: 2020-09-24