...), 50(b) (7th) 58(m), 59(b) 17. Having been convicted of a criminal offence or disciplined by a professional body 曾被判刑事罪名成立或曾遭專業團體紀律處分 depending on seriousness of offence / severity of penalty 視乎罪行/紀律處分的嚴重程度 (6th) 49(c) (7th) 58(d)/58(e) 18. Having been declared bankrupt 曾宣布破產 until bankruptcy order is...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_IARB_Guidelines_on_Disciplinary_Actions_v2_2_6_2015_20190823.pdf -
Date: 2019-12-20
... VTC Insurance Summit Insurance Summit 2018 Insurance Training Board PEAK The New Regulatory Framework for Insurance Intermediaries Ms Peggy Fu Associate Director (Market Conduct) 8 October 2018 Key Points of the New Regime Promote a modern and flexible regulatory approach to increase regulatory...
https://www.ia.org.hk/english/infocenter/files/VTC_Insurance_Summit_Ms_Peggy_Fu.pdf -
Date: 2021-12-09
... VTC Insurance Summit Insurance Summit 2018 Insurance Training Board PEAK The New Regulatory Framework for Insurance Intermediaries Ms Peggy Fu Associate Director (Market Conduct) 8 October 2018 Key Points of the New Regime Promote a modern and flexible regulatory approach to increase regulatory...
https://www.ia.org.hk/english/infocenter/files/VTC_Insurance_Summit_Ms_Peggy_Fu.pdf -
Date: 2021-09-08
... VTC Insurance Summit Insurance Summit 2018 Insurance Training Board PEAK The New Regulatory Framework for Insurance Intermediaries Ms Peggy Fu Associate Director (Market Conduct) 8 October 2018 Key Points of the New Regime Promote a modern and flexible regulatory approach to increase regulatory...
https://www.ia.org.hk/english/infocenter/files/VTC_Insurance_Summit_Ms_Peggy_Fu.pdf -
Date: 2020-06-12
... order to pass the authentication. 10 After successful authentication, an OTP will be sent to the supervisor account owner’s registered mobile number via SMS and he/ she is required to enter the OTP within 5 minutes in order to activate the supervisor account. If the account owner is unable to receive...
https://www.ia.org.hk/english/infocenter/forms/files/Online_Portal_Userguide_principal_Jan_2021.pdf -
Date: 2022-01-06
... necessary to amend or extend this Memorandum in order to achieve its purposes; or 7 (c) an assertion by the requested Authority that the provision of assistance would be so burdensome as to disrupt the proper performance of its functions. 28. Where the specific conduct set out in the request for assistance...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-bafin.pdf -
Date: 2020-09-28
... arising which makes it necessary to amend or extend this Memorandum in order to achieve its purposes; or (c) an assertion by the requested Authority that the provision of assistance would be so burdensome as to disrupt the proper performance of its functions. 8 26. Where the specific conduct set out in...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-cbi.pdf -
Date: 2020-09-28
... being denied in whole or in part; (b) a change in market or business conditions or in the laws, regulations or requirements governing insurance business, or any other difficulty arising which makes it necessary to amend or extend this Memorandum in order to achieve its purposes; or (c) an assertion by...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MoU_between_IA_and_OIC_12_December_2018.pdf -
Date: 2020-09-28