... more What impact would have on your AML/CFT system arising from virtual onboarding? (a) Adherence to same set of AML/CFT policies and procedures regardless of the distribution channels. E.g. The KYC information collected during NF2F onboarding should be adequate for AML purpose. (b) Issues on data...

... complaints in accordance with the relevant provisions of the Mandatory Provident Fund Schemes Ordinance (Cap. 485) (“MPFSO”). However, we do not have the power to intervene in commercial disputes between registered MPF intermediaries and schemes participants or to order registered MPF intermediaries to pay...

... complaints in accordance with the relevant provisions of the Mandatory Provident Fund Schemes Ordinance (Cap. 485) (“MPFSO”). However, we do not have the power to intervene in commercial disputes between registered MPF intermediaries and schemes participants or to order registered MPF intermediaries to pay...

... Joint Financial Intelligence Unit Reporting of STR • How to file a STR? – E-reporting system (Suspicious Transaction Report And Management System) – Email – Fax – Post – Verbal (Urgent only – follow up by hardcopy) Website : http://www.jfiu.gov.hk Joint Financial Intelligence Unit Thank You ...

... Joint Financial Intelligence Unit Reporting of STR • How to file a STR? – E-reporting system (Suspicious Transaction Report And Management System) – Email – Fax – Post – Verbal (Urgent only – follow up by hardcopy) Website : http://www.jfiu.gov.hk Joint Financial Intelligence Unit Thank You ...

... Joint Financial Intelligence Unit Reporting of STR • How to file a STR? – E-reporting system (Suspicious Transaction Report And Management System) – Email – Fax – Post – Verbal (Urgent only – follow up by hardcopy) Website : http://www.jfiu.gov.hk Joint Financial Intelligence Unit Thank You ...

... counter-measures Democratic People’s Republic of Korea (“DPRK”) The FATF remains concerned by the DPRK’s failure to address the significant deficiencies in its AML/CFT regime and the serious threats they pose to the integrity of the international financial system. Further, the FATF has serious concerns with the...

... Democratic People’s Republic of Korea (“DPRK”) The FATF remains concerned by the DPRK’s failure to address the significant deficiencies in its AML/CFT regime and the serious threats they pose to the integrity of the international financial system. Further, the FATF has serious concerns with the threat posed...

... three Self-Regulatory Organisations (SROs)1. Under the new regime, a person will require a licence granted by the IA to carry on regulated activities. A person must be fit and proper in order to be licensed and this requirement is ongoing. The draft F&P Guideline outlines the key criteria...