... associate. You should review your records carefully to see whether you have had, or currently have, accounts, transactions or dealings with the or entities. If such review reveals any suspicious accounts, transactions or dealings, you should promptly notify the Joint Financial /… - 2 - Should you have any...

... to grasp the opportunity to test out the proposed parameters so as to ensure that the proposed solvency regime is resilient to adverse market scenarios. 1 Mr. Dicky Lam, President of ASHK 2 Matching adjustments In developing the RBC regime, we have all along been mindful for the market landscape and...

... attention to address 2 societal needs on retirement and healthcare, as well as adopting technologies to enable virtual on-boarding. These timely moves coincide with our conviction that Insurtech is a major driver of efforts to enhance financial inclusiveness and narrow the protection gap. From a regulatory...

... attention to address 2 societal needs on retirement and healthcare, as well as adopting technologies to enable virtual on-boarding. These timely moves coincide with our conviction that Insurtech is a major driver of efforts to enhance financial inclusiveness and narrow the protection gap. From a regulatory...

... of considerable public concern. The IA concluded that, in sending the Message, Mr Yam had: contravened Standard and Practice 1.2(c) of the Code of Conduct which requires a licensed individual insurance agent to comply with the policies, procedures and other applicable...

... Cheung Tak On Enforcement collaboration between IA and HKMA – Insurance Authority suspends Cheung Tak On for two months and orders a fine of $2,900 for misappropriating gift vouchers 22/12/2023 Tsang Kwong Chi Samuel...

... of Insurers, the Hong Kong Confederation of Insurance Brokers and the Professional Insurance Brokers Association. - 2 - • Complaint and disciplinary cases that are unresolved by the SROs before the Commencement Date will be handled by the IA but with reference to the relevant codes, guidance notes...

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... the FATF Secretariat, 2 rue André Pascal 75775 Paris Cedex 16, France (fax +33 1 44 30 61 37 or e-mail: [email protected]). http://www.fatf-gafi.org/glossary/0,3414,en_32250379_32236889_35433764_1_1_1_1,00.html Risk-Based Approach – Guidance for the Insurance Sector – October 2009  © 2009 FATF...

... the FATF Secretariat, 2 rue André Pascal 75775 Paris Cedex 16, France (fax +33 1 44 30 61 37 or e-mail: [email protected]). http://www.fatf-gafi.org/glossary/0,3414,en_32250379_32236889_35433764_1_1_1_1,00.html Risk-Based Approach – Guidance for the Insurance Sector – October 2009  © 2009 FATF...