... necessary when processing the application. 1. Application for Insurance Broker Company Licence (Form A4); 2. Application for Proposed Appointment of a Responsible Officer (Form A3); 3. Individual Licence Application by the proposed Responsible Officer (Form A1) together with the supporting documents as...
https://www.ia.org.hk/english/infocenter/forms/files/Checklist_Broker.pdf -
Date: 2022-05-31
... the body. https://iir.ia.org.hk/#/index https://www.ia.org.hk/en/legislative_framework/circulars/reg_matters/files/23072021_CPD_Penalty_Framework_Eng_NoS.pdf https://www.ia.org.hk/en/legislative_framework/circulars/reg_matters/files/23072021_CPD_Penalty_Framework_Eng_NoS.pdf 2 Our Ref: MC/CPD/CIR For...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/20220110CircularCPDbreachEngUpload.pdf -
Date: 2022-05-31
... necessary when processing the application. 1. Application for Insurance Broker Company Licence (Form A4); 2. Application for Proposed Appointment of a Responsible Officer (Form A3); 3. Individual Licence Application by the proposed Responsible Officer (Form A1) together with the supporting documents as...
https://www.ia.org.hk/english/infocenter/forms/files/Checklist_Broker.pdf -
Date: 2020-06-24
...%20Registration%20Form.doc mailto:
[email protected] https://www.jfiu.gov.hk/info/doc/STR_Form_v1.3.pdf -
2 - Should you require further information, please contact the officers of the JFIU, Mr. Arthur HON at 2860 3559 or Ms. FUNG Yin-ching at 2860 3357. Yours faithfully, Dickson Chui Senior Manager Market...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/Cir_aml_20181108_v1.pdf -
Date: 2019-02-01
... intermediaries”) are required to comply with the requirements of the Continuing Professional Development ("CPD") Programme under the Insurance Intermediaries Quality Assurance Scheme (“IIQAS”). 2. The objective of implementing the CPD Programme is to ensure insurance intermediaries continue to possess...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_IARB_20140624_Updated_CPD_Info_Sheet_20190823.pdf -
Date: 2019-12-20
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN5_on_Annual_Cert_by_Members_for_Compl_with_AML_and_CTF_v2_15_3_2012_eg19.pdf -
Date: 2019-12-20
... 1_IARB_Circular_Names used by RPs.pdf ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_IARB_Circular_Names_used_by_RPs2_20190823.pdf -
Date: 2019-12-20
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_IARB_20060515_Addenda_CoP_Adm_of_Agts_20190823.pdf -
Date: 2019-12-20