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⏭... agency who manages or controls any matter relating to a regulated activity of the agency. The restriction means that such a person cannot also be: - 2 - (a) a proprietor or a partner of another licensed insurance agency; (b) a licensed individual insurance agent; (c) a licensed technical representative...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_Agencies_dd_18122020.pdf -
Date: 2020-12-21
... encouraging the adoption of proper standards of conduct by authorized insurers and licensed insurance intermediaries2. In this regard, the IA is empowered under the IO to take certain disciplinary actions against licensed insurance intermediaries and certain persons (such as a responsible officer (“RO”) of a...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf -
Date: 2021-09-13
... encouraging the adoption of proper standards of conduct by authorized insurers and licensed insurance intermediaries2. In this regard, the IA is empowered under the IO to take certain disciplinary actions against licensed insurance intermediaries and certain persons (such as a responsible officer (“RO”) of a...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf -
Date: 2019-10-15
... encouraging the adoption of proper standards of conduct by authorized insurers and licensed insurance intermediaries2. In this regard, the IA is empowered under the IO to take certain disciplinary actions against licensed insurance intermediaries and certain persons (such as a responsible officer (“RO”) of a...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf -
Date: 2019-10-15
... Insurance Practice Leader, Opening Session Chairman 2 Regulatory Developments On the regulatory front, our priorities are three-fold. First, we will be implementing the direct licensing regime for insurance intermediaries in place of the current indirect self-regulatory regime in mid-2019. A working group...
https://www.ia.org.hk/english/infocenter/files/12th_Asian_Insurance_CFO_Summit_Speech_May_2018.pdf -
Date: 2021-12-09
... Insurance Practice Leader, Opening Session Chairman 2 Regulatory Developments On the regulatory front, our priorities are three-fold. First, we will be implementing the direct licensing regime for insurance intermediaries in place of the current indirect self-regulatory regime in mid-2019. A working group...
https://www.ia.org.hk/english/infocenter/files/12th_Asian_Insurance_CFO_Summit_Speech_May_2018.pdf -
Date: 2021-09-08
... Insurance Practice Leader, Opening Session Chairman 2 Regulatory Developments On the regulatory front, our priorities are three-fold. First, we will be implementing the direct licensing regime for insurance intermediaries in place of the current indirect self-regulatory regime in mid-2019. A working group...
https://www.ia.org.hk/english/infocenter/files/12th_Asian_Insurance_CFO_Summit_Speech_May_2018.pdf -
Date: 2020-06-12