... collecting the new items of user fees commencing from 27 May 2019, except the item in section 4(2) of the Amendment Regulation in connection with the new regulatory regime for insurance intermediaries. That section will become effective on a later date to be announced. Should you have any queries in relation...

... an insurance contract pertaining to any person with an address or residence in Japan unless a prior permission is obtained from the FSA. Otherwise, the person who fails to obtain the permission may be subject to a fine of not more than 500,000 yen under Article 337 of the Act. 2. Under “duty of care...

... developments. https://www.ia.org.hk/en/supervision/reg_ins_intermediaries/insurance_intermediaries_quality_assurance_scheme.html https://www.ia.org.hk/en/supervision/reg_ins_intermediaries/insurance_intermediaries_quality_assurance_scheme.html - 2 - Should you have any enquiries regarding the above, please...

... means of capital restructuring, e.g. conversion of subordinated debt into share capital. Q2: Does a professional indemnity insurance (“PII”) policy need to be issued by an insurer which is authorized in Hong Kong to satisfy the requirements in the Broker Rules? A2: No. Provided the terms and conditions...

... means of capital restructuring, e.g. conversion of subordinated debt into share capital. Q2: Does a professional indemnity insurance (“PII”) policy need to be issued by an insurer which is authorized in Hong Kong to satisfy the requirements in the Broker Rules? A2: No. Provided the terms and conditions...

...: (i) Attend a tailor-made course for the relevant IIQE paper administered by Vocational Training Council; or (ii) Pass the relevant original IIQE paper. https://ia.org.hk/en/legislative_framework/files/GL23.pdf https://ia.org.hk/en/legislative_framework/files/GL23.pdf 2 In other words, you would...

..., Hong Kong Exchanges and Clearing Limited, the Insurance Authority, and the Mandatory Provident Fund Schemes Authority. Page 2 of 4 hurdles and constraints. Integrate these risks into regulatory frameworks and supervisory expectations for financial institutions and listed companies.  Encourage asset...