... strategies, while AC advises on matters relating to auditing. The terms of reference and membership of the three committees are at Appendix B. The Authority will also set up the Investment Committee to advise on the investment strategy of its funds that are not required for immediate use. 機構管治 2.1 保監局在二零一六...

... strategies, while AC advises on matters relating to auditing. The terms of reference and membership of the three committees are at Appendix B. The Authority will also set up the Investment Committee to advise on the investment strategy of its funds that are not required for immediate use. 機構管治 2.1 保監局在二零一六...

... strategies, while AC advises on matters relating to auditing. The terms of reference and membership of the three committees are at Appendix B. The Authority will also set up the Investment Committee to advise on the investment strategy of its funds that are not required for immediate use. 機構管治 2.1 保監局在二零一六...

...授權保 險經紀公司) 保險業監管局 目錄 頁數 1. 引言 1 2. 保險業監管局行使施加罰款權力時的考慮因素 1 3. 生效日期 4 1 1. 引言 1.1. 保險業監管局(“保監局”)根據《打擊洗錢及恐怖分子資金 籌集條例》 (第 615 章 )(“條例” )第 23(1)條發出本指引。根 據條例第 21 條，如果經營長期業務或就長期業務提供意見 的獲授權保險人，及就長期業務進行受規管活動的持牌個 人、獲委任保險代理、持牌保險代理機構或持牌代理人及獲 授權保險經紀公司 (“保險機構”)違反條例第 5(11)條所 界定的指明條文，保監局可以只施加罰款，也可同時向該保 險機構施加其他紀律制裁...

... insurance brokers can approach insurers across the market1 to source the most suitable insurance products for clients and licensed insurance broker companies owe fiduciary duties to clients when acting as agents of the clients. In view of this, the Insurance Ordinance imposes requirements (set out in rules...

... insurance brokers can approach insurers across the market1 to source the most suitable insurance products for clients and licensed insurance broker companies owe fiduciary duties to clients when acting as agents of the clients. In view of this, the Insurance Ordinance imposes requirements (set out in rules...

... insurance brokers can approach insurers across the market1 to source the most suitable insurance products for clients and licensed insurance broker companies owe fiduciary duties to clients when acting as agents of the clients. In view of this, the Insurance Ordinance imposes requirements (set out in rules...