... taken to ensure that similar contraventions will not occur in future; (iii) the degree of cooperation with the IA, other relevant authorities and/or law enforcement agencies during the investigation of the contravention; and (iv) the likelihood that the insurance institution will commit the same type of...

... the Referrers do not represent the Members; - disclaim liability of any conduct by the Referrers. Members should keep adequate records, sufficient to account for its effort in direct dealings with this type of clients or in conducting due diligence on the legal capability of referrers to practise as...

... authorities and/or law enforcement agencies during the investigation of the contravention; and (iv) the likelihood that the insurance institution will commit the same type of contravention in the future if no or a lighter penalty is imposed. (c) The previous disciplinary record and compliance history of the...

...  All supporting documents in connection with the Application should be duly verified against the relevant original copy by your appointing principals before submission to the IA.  If you are an existing licensed insurance intermediary and intend to apply for a different type of insurance intermediary...

... should consider it? Young people wi th l imi ted financial means; individuals who have high protection needs for a period of time or who are looking solely for protection and have other financial plans Individuals in a strong financial s i t ua t i on w ho wa n t b o t h protection and long-term savings...

... insurer should include in its ORSA Report a description of the impact of each scenario including commentary on the results and, where appropriate, a breakdown of the movements in capital (e.g. by asset/liability type) and PCR (e.g. by PCR risk type).  Management actions – A general business insurer...

..., where appropriate, a breakdown of the movements in capital (e.g. by asset/liability type) and PCR (e.g. by PCR risk type).  Management actions – A general business insurer should include in its ORSA Report a description of the management actions, including the order, timing and the impact of the...

..., where appropriate, a breakdown of the movements in capital (e.g. by asset/liability type) and PCR (e.g. by PCR risk type).  Management actions – A general business insurer should include in its ORSA Report a description of the management actions, including the order, timing and the impact of the...

... differ according to the size and structure of the insurer and the type of business it conducts. However, the basic principles of the Board of Directors (“Board”)’ responsibility, the need for an investment policy, segregation of duties and control will be applicable to all authorized insurers. 1.3. The...

...% 5.1% 5.2% 5.2% 5.3% 14.7% 11.0% 23.8% 8.5% 4.7% 15.3% 5.0% 17.9% 20.3% 5.6% Type of Insurance Retirement Scheme Annuity and Others 4 In-Force Individual Life Business Non-Linked Business Office premiums for Non-Linked business grew by 2.8% to HK$377,475 million in 2018, representing 88.5% of the...