Insurance Authority - Search Results

[PDF] Cir_Brokers_dd_18122020.pdf

... company; and (b) who manages or controls any matter relating to a regulated activity of the broker company. The restriction means that such a person cannot also be: - 2 - (a) a proprietor or a partner of a licensed insurance agency; (b) a licensed individual insurance agent; (c) a licensed technical...

https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_Brokers_dd_18122020.pdf - Date: 2020-12-21

[HTML] Circulars on Anti-money laundering matters

... 2 March 2004 To: Chief Executive of all authorized insurance institutions carrying on long term business Dear Sir/Madam, United Nations (Anti-Terrorism Measures) Ordinance ("Ordinance") United...

https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular020304.html - Date: 2017-06-23

[PDF] Checklist_Broker.pdf

... necessary when processing the application. 1. Application for Insurance Broker Company Licence (Form A4); 2. Application for Proposed Appointment of a Responsible Officer (Form A3); 3. Individual Licence Application by the proposed Responsible Officer (Form A1) together with the supporting documents as...

https://www.ia.org.hk/english/infocenter/forms/files/Checklist_Broker.pdf - Date: 2022-01-06