.../explanatory_notes.html - 2 - If you have any questions on the Explanatory Note, please contact Mr. Alan Wu at 3899 9748 or Ms. Anna Ho at 3899 9737. Yours faithfully, Peter Gregoire Head of Market Conduct General Counsel Insurance Authority c.c. Hong Kong Monetary Authority The Hong Kong Federation of Insurers The Hong...

... Authority • To facilitate sustainable development of the insurance industry • To protect policy holders with a modernised regulatory infrastructure 2 Key Statutory Functions 3 Regulate and supervise insurers and insurance intermediaries Promote proper conduct and practices Conduct studies, consider and...

... processing the application. 1. Application for Insurance Agency Licence (Form A5); 2. Application for Proposed Appointment of a Responsible Officer (Form A3); 3. Individual Licence Application by the proposed Responsible Officer (Form A1) together with the supporting documents as stated in the Notes on...

... Enforcement News What happens when the insurance market is founded on ethics, integrity and trust? Protection gap May 2021 Issue 2 The word on the street…temporary...

... Authority • To facilitate sustainable development of the insurance industry • To protect policy holders with a modernised regulatory infrastructure 2 Key Statutory Functions 3 Regulate and supervise insurers and insurance intermediaries Promote proper conduct and practices Conduct studies, consider and...

... processing the application. 1. Application for Insurance Agency Licence (Form A5); 2. Application for Proposed Appointment of a Responsible Officer (Form A3); 3. Individual Licence Application by the proposed Responsible Officer (Form A1) together with the supporting documents as stated in the Notes on...

... Examination /… - 2 - The GI Study Notes (2018 Edition) as well as the Updates for the aforesaid IIQE papers are now available on our website at https://www.ia.org.hk/en/supervision/reg_ins_ intermediaries/insurance_intermediaries_quality_assurance_scheme.html. For examination sessions of all the...

... collecting the new items of user fees commencing from 27 May 2019, except the item in section 4(2) of the Amendment Regulation in connection with the new regulatory regime for insurance intermediaries. That section will become effective on a later date to be announced. Should you have any queries in relation...

... an insurance contract pertaining to any person with an address or residence in Japan unless a prior permission is obtained from the FSA. Otherwise, the person who fails to obtain the permission may be subject to a fine of not more than 500,000 yen under Article 337 of the Act. 2. Under “duty of care...

... developments. https://www.ia.org.hk/en/supervision/reg_ins_intermediaries/insurance_intermediaries_quality_assurance_scheme.html https://www.ia.org.hk/en/supervision/reg_ins_intermediaries/insurance_intermediaries_quality_assurance_scheme.html - 2 - Should you have any enquiries regarding the above, please...