... on key thematic areas, are all reflected positively in the ME Report. Meanwhile, the ME Report also recognizes the insurance sector’s effort of putting in place internal systems and controls to mitigate ML/TF risks and its understanding of ML/TF risks and application of risk-based approach. /… - 2...

...), and will be held at the Lecture Theatre of the Hong Kong Central Library, Causeway Bay. You and your company representatives (e.g. Compliance Officers, Money Laundering Reporting Officers, and/or relevant managing personnel with the responsibility to /… - 2 - implement AML/CTF systems and control...

... encouraging the adoption of proper standards of conduct by authorized insurers and licensed insurance intermediaries2. In this regard, the IA is empowered under the IO to take certain disciplinary actions against licensed insurance intermediaries and certain persons (such as a responsible officer (“RO”) of a...

... encouraging the adoption of proper standards of conduct by authorized insurers and licensed insurance intermediaries2. In this regard, the IA is empowered under the IO to take certain disciplinary actions against licensed insurance intermediaries and certain persons (such as a responsible officer (“RO”) of a...

... encouraging the adoption of proper standards of conduct by authorized insurers and licensed insurance intermediaries2. In this regard, the IA is empowered under the IO to take certain disciplinary actions against licensed insurance intermediaries and certain persons (such as a responsible officer (“RO”) of a...

... Insurance Practice Leader, Opening Session Chairman 2 Regulatory Developments On the regulatory front, our priorities are three-fold. First, we will be implementing the direct licensing regime for insurance intermediaries in place of the current indirect self-regulatory regime in mid-2019. A working group...

... Insurance Practice Leader, Opening Session Chairman 2 Regulatory Developments On the regulatory front, our priorities are three-fold. First, we will be implementing the direct licensing regime for insurance intermediaries in place of the current indirect self-regulatory regime in mid-2019. A working group...

... Insurance Practice Leader, Opening Session Chairman 2 Regulatory Developments On the regulatory front, our priorities are three-fold. First, we will be implementing the direct licensing regime for insurance intermediaries in place of the current indirect self-regulatory regime in mid-2019. A working group...

...) and supporting documents should be submitted by email to [email protected]. – 2 – Licence Number Name of Licensee Shortfall of CPD hours as of 31 July 2021 Shortfall of CPD hours as of 31 Oct 2021 Shortfall of CPD hours as of 31 Dec 2021 • Any individual licensees without an appointing principal...