... decision in respect of this Application, I must notify the IA of the changes in writing as soon as practicable. I understand that the IA may make such enquiries and seek such further information or documents as it thinks appropriate. I also understand that the IA may ask me to give written consent to...
https://www.ia.org.hk/english/infocenter/forms/files/RO_Application_Form_A3.pdf -
Date: 2022-01-06
... decision in respect of this Application, I must notify the IA of the changes in writing as soon as practicable. I understand that the IA may make such enquiries and seek such further information or documents as it thinks appropriate. I also understand that the IA may ask me to give written consent to...
https://www.ia.org.hk/english/infocenter/forms/files/20190917-RO_Application.pdf -
Date: 2022-05-31
... decision in respect of this Application, I must notify the IA of the changes in writing as soon as practicable. I understand that the IA may make such enquiries and seek such further information or documents as it thinks appropriate. I also understand that the IA may ask me to give written consent to...
https://www.ia.org.hk/english/infocenter/forms/files/RO_Application_Form_A3.pdf -
Date: 2022-05-31
... decision in respect of this Application, I must notify the IA of the changes in writing as soon as practicable. I understand that the IA may make such enquiries and seek such further information or documents as it thinks appropriate. I also understand that the IA may ask me to give written consent to...
https://www.ia.org.hk/english/infocenter/forms/files/20190917-RO_Application.pdf -
Date: 2020-06-24
... decision in respect of this Application, I must notify the IA of the changes in writing as soon as practicable. I understand that the IA may make such enquiries and seek such further information or documents as it thinks appropriate. I also understand that the IA may ask me to give written consent to...
https://www.ia.org.hk/english/infocenter/forms/files/RO_Application_Form_A3.pdf -
Date: 2020-06-24
... decision in respect of this Application, I must notify the IA of the changes in writing as soon as practicable. I understand that the IA may make such enquiries and seek such further information or documents as it thinks appropriate. I also understand that the IA may ask me to give written consent to...
https://www.ia.org.hk/english/infocenter/forms/files/FormA3ResponsibleOfficerApplication.pdf -
Date: 2019-09-22
... I confirm that the insurance intermediary, (insert name and registration number of the relevant insurance agent), has conducted a Financial Needs Analysis and Risk Profiling for me. I have received, read and understood the following documents: − Principal Brochure − Product Key Facts Statement...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_HKFI_ILAS_Requirements_v4_8_12_2014_20190823.pdf -
Date: 2019-12-20
...) and 2253 (2015), as well as the Resolution 1988 (2011) (the Committees) I, John K C Lee, the Secretary for Security, pursuant to – (a) section 4(1), (2) and (6) of the United Nations (Anti-Terrorism Measures) Ordinance (Chapter 575) and all other powers conferred upon me; and (b) the delegation dated...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180518.pdf -
Date: 2019-02-01
...), liquidity risk (inability to unwind a position at or near market price), operational risk (system/internal control failure), and legal risk. 2.4. The actual composition of an asset portfolio at any given moment should be the product of a well-structured investment process itself, which for the purposes of...
https://www.ia.org.hk/english/legislative_framework/files/GL13.pdf -
Date: 2020-09-24
... inviting me to this Insurance Summit. It is indeed my pleasure to join you all here. The theme for today is “Unlocking the Next Phase of Growth”. With the ever-changing global economic and business environment today and in the era of disruptive innovation, this is a timely topic for the insurance industry....
https://www.ia.org.hk/english/infocenter/files/Moodys_Insurance_Summit.pdf -
Date: 2021-12-09