...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance.pdf -
Date: 2020-06-24
...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance_Brokers.pdf -
Date: 2020-06-24
...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2019-09-10
...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2019-11-29
... Intermediary Insurance Intermediary Licence No. Name in English † Type of licensee □ Individual Insurance Agent □ Technical Representative (Agent) □ Technical Representative (Broker) II. Type of Changes Please select the change(s) reported in the Notification and complete the relevant section(s) accordingly....
https://www.ia.org.hk/english/infocenter/forms/files/N3_Eng_May_2022.pdf -
Date: 2022-05-31
... Presentation – Suspicious Transaction Reports (STR) 4:45pm – 5:00pm Q & A Session To Insurance Authority Email
[email protected] Deadline for enrolment 18 May 2018 (Friday) Name of Company
Type of Company Name of Contact Person Post Telephone No. Seminar 1 * Seminar
2 * 5 Jun 2018 (Tue) 12 Jun 2018 (Tue)
2:30 pm...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180507.pdf -
Date: 2019-02-01
... September 2021. Details of the CPD compliance reporting procedures will be announced in due course. - 2 - Additional Facilitative Measures regarding CPD A. Raising the Cap on CPD hours which may be completed by E-learning Activities in the First and Second Assessment Periods The maximum cap on the number of...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_12062020.pdf -
Date: 2020-06-15
... September 2021. Details of the CPD compliance reporting procedures will be announced in due course. - 2 - Additional Facilitative Measures regarding CPD A. Raising the Cap on CPD hours which may be completed by E-learning Activities in the First and Second Assessment Periods The maximum cap on the number of...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_12062020.pdf -
Date: 2020-12-21
...準備金 OUTSTANDING CLAIMS PROVISION 未決申索準備金毛額 Gross Outstanding Claims Provision 230.6 493.2 8.3 768.1 563.4 6,861.2 2,884.6 1,322.1 368.4 511.3 14,011.2 可追討的申索 Claims Recoverable 15.6 90.9 2.0 259.4 202.9 3,957.6 638.7 869.8 71.1 155.7 6,263.7 未決申索準備金淨額 Net Outstanding Claims Provision 215.0 402.3 6.3...
https://www.ia.org.hk/english/infocenter/statistics/files/T_G3_2018.pdf -
Date: 2019-11-04
... Special Resolution 2_CIB_Memorandum_and_Articles_of_Association_v2_10_12_1996 ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_Memorandum_and_Articles_of_Association_v2_10_12_1996_eg19.pdf -
Date: 2019-12-20