... agency who manages or controls any matter relating to a regulated activity of the agency. The restriction means that such a person cannot also be: - 2 - (a) a proprietor or a partner of another licensed insurance agency; (b) a licensed individual insurance agent; (c) a licensed technical representative...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_Agencies_dd_18122020.pdf -
Date: 2020-12-21
... encouraging the adoption of proper standards of conduct by authorized insurers and licensed insurance intermediaries2. In this regard, the IA is empowered under the IO to take certain disciplinary actions against licensed insurance intermediaries and certain persons (such as a responsible officer (“RO”) of a...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf -
Date: 2021-09-13
... encouraging the adoption of proper standards of conduct by authorized insurers and licensed insurance intermediaries2. In this regard, the IA is empowered under the IO to take certain disciplinary actions against licensed insurance intermediaries and certain persons (such as a responsible officer (“RO”) of a...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf -
Date: 2019-10-15
... encouraging the adoption of proper standards of conduct by authorized insurers and licensed insurance intermediaries2. In this regard, the IA is empowered under the IO to take certain disciplinary actions against licensed insurance intermediaries and certain persons (such as a responsible officer (“RO”) of a...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf -
Date: 2019-10-15
... conduct an effective investigation Correspondence Address: Email Address: Contact Number: 2. Person(s) that you wish to report: (Please, as far as you can, provide information (e.g. full name, department, position, etc.) about the party (or parties) against which the report is made.) 3. Details of...
https://www.ia.org.hk/english/aboutus/governance/files/Whistleblowing_Report_Form.docx -
Date: 2021-12-08
... Guidelines GL1: Authorization Guideline GL2: Guideline on Insurance (General Business) (Valuation) Rules GL3: Guideline on Anti-Money Laundering and Counter-Terrorist...
https://www.ia.org.hk/english/legislative_framework/guidelines.html -
Date: 2020-09-24