.../consult_amlo.htm - 2 - Yours faithfully, Dickson Chui Senior Manager Market Conduct Division Insurance Authority c.c. The Hong Kong Federation of Insurers Professional Insurance Brokers Association The Hong Kong Confederation of Insurance Brokers [aml_tec-6-45_CE_20201104/ih] ...

...) (Obsolete from 12 October 2023) Investment-linked Long Term Insurance Examination (2023 Edition) (Effective from 12 October 2023) Travel Insurance Agents Examination With effect from 2 May 2013, the Mandatory Provident Fund (MPF) Schemes Examination ceased to be...

...: (i) Attend a tailor-made course for the relevant IIQE paper administered by Vocational Training Council; or (ii) Pass the relevant original IIQE paper. https://ia.org.hk/en/legislative_framework/files/GL23.pdf https://ia.org.hk/en/legislative_framework/files/GL23.pdf 2 In other words, you would...

..., Hong Kong Exchanges and Clearing Limited, the Insurance Authority, and the Mandatory Provident Fund Schemes Authority. Page 2 of 4 hurdles and constraints. Integrate these risks into regulatory frameworks and supervisory expectations for financial institutions and listed companies.  Encourage asset...

... United Nations Sanctions and Revised Approach on Sanctions-related Notices Update 2 February 2018 Our Ref: INS/TEC/6/45 To : Chief Executives of all authorized insurers carrying on general business Dear Sirs, United Nations Sanctions and Revised Approach on Sanctions-related Notices Update The...

... review reveals any suspicious accounts, transactions or dealings, you should promptly notify the Joint Financial Intelligence Unit. /… - 2 - Should you have any enquiries on the above, please contact Mr Edward Li at 2153 2754 or Ms Christy Wong at 2153 2751. Yours faithfully, Dickson Chui Senior Manager...

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... insurance agency to commence the application process for the agency, its RO and its appointed TRs who are deemed licensees. 2) The agency should prepare and submit to the IA the paper-form application for the agency and its RO, using the application forms provided by the IA in the invitation letter. 2 3...

... RO and its TRs who are deemed licensees through the broker company. In outline, the process will be as follows: 1) The IA will, by letter, invite the licensed insurance broker company to commence the application process for the broker company, its RO and its appointed TRs who are deemed licensees. 2...

... the grounds of him not being fit and proper. The disciplinary action is decided based on all relevant information, including the information gathered by the HKMA in its investigation under the Banking Ordinance (Cap. 155) into Mr Chan’s conduct 1  2 . The HKMA’s...