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⏭... RO and its TRs who are deemed licensees through the broker company. In outline, the process will be as follows: 1) The IA will, by letter, invite the licensed insurance broker company to commence the application process for the broker company, its RO and its appointed TRs who are deemed licensees. 2...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Deemed_licensee_broker_company.pdf -
Date: 2020-12-21
... the grounds of him not being fit and proper. The disciplinary action is decided based on all relevant information, including the information gathered by the HKMA in its investigation under the Banking Ordinance (Cap. 155) into Mr Chan’s conduct 1 2 . The HKMA’s...
https://www.ia.org.hk/english/infocenter/press_releases/20230815.html -
Date: 2023-08-15
[PDF]
cir_aml_20170317.pdf
... sanctions in accordance /… http://www.fatf-gafi.org/publications/high-riskandnon-cooperativejurisdictions/documents/public-statement-february-2017.html http://www.fatf-gafi.org/publications/high-riskandnon-cooperativejurisdictions/documents/public-statement-february-2017.html - 2 - with applicable United...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170317.pdf -
Date: 2018-01-15
[PDF]
20210917CPD_FAQChin.pdf
.../reg_matters/files/Circular_CPD_Reporting_Procedures_01042021.pdf https://www.ia.org.hk/en/supervision/reg_ins_intermediaries/files/FAQ_CPD_12.06.2020rev_Eng.pdf https://www.ia.org.hk/tc/supervision/reg_ins_intermediaries/files/FAQ_CPD_Chi.pdf - 2 - 如欲了解未有遵守持續專業培訓規定的建議罰則的進一步詳情，可參閱「持續專業培訓 罰則框架」。 保險業監管局 市場行為部主管...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/20210917CPD_FAQChin.pdf -
Date: 2021-12-10
... 1_IARB_20050315_CPD Programme.pdf ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_IARB_20050315_CPD_Programme2_20190823.pdf -
Date: 2019-12-20
...No Content...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N2_Eng_22Dec2020.pdf -
Date: 2024-09-12
...No Content...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N2_Eng_22Dec2020.pdf -
Date: 2024-12-13
...No Content...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Anti-Scam_Consumer_Protection_Charter2.0.pdf -
Date: 2024-12-11
...No Content...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Anti-Scam_Consumer_Protection_Charter_2.0.pdf -
Date: 2024-12-11
...No Content...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_31072024_Licensing_Fees_Annex2.pdf -
Date: 2024-12-11