... collecting the new items of user fees commencing from 27 May 2019, except the item in section 4(2) of the Amendment Regulation in connection with the new regulatory regime for insurance intermediaries. That section will become effective on a later date to be announced. Should you have any queries in relation...

... an insurance contract pertaining to any person with an address or residence in Japan unless a prior permission is obtained from the FSA. Otherwise, the person who fails to obtain the permission may be subject to a fine of not more than 500,000 yen under Article 337 of the Act. 2. Under “duty of care...

... developments. https://www.ia.org.hk/en/supervision/reg_ins_intermediaries/insurance_intermediaries_quality_assurance_scheme.html https://www.ia.org.hk/en/supervision/reg_ins_intermediaries/insurance_intermediaries_quality_assurance_scheme.html - 2 - Should you have any enquiries regarding the above, please...

.../reg_matters/files/Circular_CPD_Reporting_Procedures_01042021.pdf https://www.ia.org.hk/en/supervision/reg_ins_intermediaries/files/FAQ_CPD_12.06.2020rev_Eng.pdf https://www.ia.org.hk/tc/supervision/reg_ins_intermediaries/files/FAQ_CPD_Chi.pdf - 2 - 如欲了解未有遵守持續專業培訓規定的建議罰則的進一步詳情，可參閱「持續專業培訓 罰則框架」。 保險業監管局 市場行為部主管...

... Initiatives  Electronification  Enhanced Complaints Handling Procedures  Inspection 2 Background information 3 Insurance Industry Landscape 4 Number of Insurance Intermediaries 0 10,000 20,000 30,000 40,000 50,000 60,000 70,000 80,000 90,000 100,000 110,000 2011 2012 2013 2014 2015 2016 2017 (As at 31 Jul...

... Initiatives  Electronification  Enhanced Complaints Handling Procedures  Inspection 2 Background information 3 Insurance Industry Landscape 4 Number of Insurance Intermediaries 0 10,000 20,000 30,000 40,000 50,000 60,000 70,000 80,000 90,000 100,000 110,000 2011 2012 2013 2014 2015 2016 2017 (As at 31 Jul...

... insurance agency to commence the application process for the agency, its RO and its appointed TRs who are deemed licensees. 2) The agency should prepare and submit to the IA the paper-form application for the agency and its RO, using the application forms provided by the IA in the invitation letter. 2 3...

... RO and its TRs who are deemed licensees through the broker company. In outline, the process will be as follows: 1) The IA will, by letter, invite the licensed insurance broker company to commence the application process for the broker company, its RO and its appointed TRs who are deemed licensees. 2...

... the grounds of him not being fit and proper. The disciplinary action is decided based on all relevant information, including the information gathered by the HKMA in its investigation under the Banking Ordinance (Cap. 155) into Mr Chan’s conduct 1  2 . The HKMA’s...

... Initiatives  Electronification  Enhanced Complaints Handling Procedures  Inspection 2 Background information 3 Insurance Industry Landscape 4 Number of Insurance Intermediaries 0 10,000 20,000 30,000 40,000 50,000 60,000 70,000 80,000 90,000 100,000 110,000 2011 2012 2013 2014 2015 2016 2017 (As at 31 Jul...