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cir_broker_20180427.pdf
... identification documents are collected from customers for each business transaction and are then retained in good quality. Annex Page 6 of 11 B4 Screening of Politically Exposed Persons, Terrorists and Sanction Designations In accordance with paragraph 4.13.9 of the AML/CTF Guideline, an insurance broker...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_broker_20180427.pdf -
Date: 2018-11-30
... 10 December 2021 Our Ref: MC/CPD/CIR By email only To: Chief Executives of all authorized insurers, Responsible Officers of all licensed insurance agencies and licensed insurance brokers companies Dear Sirs, CPD Penalty Framework and CPD Compliance Reporting Merged CPD assessment period – 23...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/202112010CircularCPDENGNosignature.pdf -
Date: 2021-12-10
... Regime for Insurance Intermediaries - Information on CPD hours for the Assessment Period 2021/2022 available through Insurance Intermediaries Connect 中文譯本: 保險中介人新規管制度下的持續專業培訓規定 - 通過保險中介一站通取得2021/2022評核期的持續專業培訓時數資料 10...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/circulars_on_regulatory_matters_2022.html -
Date: 2022-05-31
...有任何查詢，請電郵至[email protected]聯絡我們。 保險業監管局 市場行為部主管及法律總監 郭家華 謹啟 2022年1月10日 副本抄送： 香港保險業聯會 香港專業保險經紀協會 香港保險顧問聯會 1 《保險業條例》附表 11 第 113(4)(d)條指出，在處理自律規管機構未解決的違規個案時，保監局可按照自律規管機構處理該個 案時會施加的制裁，向指明人士施加該等制裁。 https://iir.ia.org.hk/#/index https://iir.ia.org.hk/#/index https://www.ia.org.hk/en/legislative_framework...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/20220110CircularChineseUpload.pdf -
Date: 2022-05-31
[PDF]
Cir_dd_11.04.2022.pdf
... 11 April 2022 Our Ref: INS/TEC/10/51 By e-mail only To: Chief Executives of all Authorized Insurers, Chief Executives of Designated Insurance Holding Companies, Responsible Officers of all Licensed Insurance Broker Companies and Responsible Officers of all Licensed Insurance Agencies Dear Sirs...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_11.04.2022.pdf -
Date: 2022-05-31
... 11 April 2022 Our Ref: INS/TEC/10/51 By e-mail only To: Chief Executives of all Authorized Insurers, Chief Executives of Designated Insurance Holding Companies, Responsible Officers of all Licensed Insurance Broker Companies and Responsible Officers of all Licensed Insurance Agencies Dear Sirs...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_11.04.2022_ISSB.pdf -
Date: 2022-05-31
... 20190913_093014.pdf ...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_to_insurers_re_6_sets_of_guidelines.pdf -
Date: 2019-11-29
...No Content...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_12.6.2024_41R_Appendixes.pdf -
Date: 2024-12-11
...No Content...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_12.6.2024_41R_Appendixes.pdf -
Date: 2025-06-19
...No Content...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_12.6.2024_41R_Appendixes.pdf -
Date: 2024-06-21