...) 每名個人持牌人須於 2021 年 9 月 30 日或之前匯報其於首兩個評核期內的持續 專業培訓合規情況。 本通函旨在載列上述(c)項的匯報程序。 持續專業培訓合規情況之匯報程序 如保監局於 2020 年 9 月 30 日發出的通函中所述,個人持牌人須經其主事人(即經獲 授權保險人、持牌保險代理機構及持牌保險經紀公司)匯報第一及第二個評核期的持 續專業培訓合規情況。為此,個人持牌人須於 2021 年 9 月 30 日或之前向其委任主事 2 人提交已填妥的《持續專業培訓聲明書》﹔而獲授權保險人、持牌保險代理機構及持 牌保險經紀公司則須於 2021 年 10 月 31 日或之前向保監局匯報獲其委任...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_CPD_Reporting_Procedures_01042021CHI.PDF -
Date: 2021-09-09
...) (Amendment) Regulation 2002 which was published in the Gazette (Legal Number 134 of 2002 of Legal Supplement No. 2) and came into effect on 19 July 2002. A copy of the Regulation is enclosed at Annex I. The Regulation is made under the United Nations Sanctions Ordinance which seeks to extend the...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular200802.html -
Date: 2017-06-23
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_PIBA_Circular_letter_Dual_Registration_of_Chief_Executive_CE_v2_27_1_2016_eg19.pdf -
Date: 2019-12-20
... are its appointed individual insurance agents. 2) The individual insurance agents’ applications will need to be submitted through Insurance Intermediaries Connect, the IA’s e-portal. The main appointing insurer should download the current licensing information and contact details of its agents from...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Deemed_licensee_insuer.pdf -
Date: 2020-12-21
... followed with regard to the Amendments to HKFRS 17.2 The following points, which represent a generalized summary of activities, include both stipulated due process and additional initiatives undertaken by the FRSC. The FRSC has closely monitored the Amendments to HKFRS 17 project since prior to the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/HKICPA_letter_on_Amendments_to_HKFRS_17_19_Oct_2020.pdf -
Date: 2020-12-21
.../high-riskandnon-cooperativejurisdictions/documents/public-statement-october-2018.html - 2 - You should give special attention to business relationships and transactions with the DPRK, including DPRK companies, financial institutions and those acting on their behalf, and subject them to increased scrutiny and enhanced due diligence. In...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/CE_20181112.pdf -
Date: 2019-02-01
.../public-statement-february-2019.html - 2 - You should give special attention to business relationships and transactions with the DPRK, including DPRK companies, financial institutions and those acting on their behalf, and subject them to increased scrutiny and enhanced due diligence. In addition, you are reminded that it is an...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20190313.pdf -
Date: 2019-12-24
... review reveals any suspicious accounts, transactions or dealings, you should promptly notify the Joint Financial Intelligence Unit. /… - 2 - Should you have any enquiries on the above, please contact Mr Edward Li at 2153 2754 or Ms Christy Wong at 2153 2751. Yours faithfully, Dickson Chui Senior Manager...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170908.pdf -
Date: 2018-01-15
... accounts, transactions or dealings, you should promptly notify the Joint Financial Intelligence Unit. /… - 2 - Should you have any enquiries on the above, please contact Mr Edward Li at 2153 2754 or Ms Christy Wong at 2153 2751. Yours faithfully, Dickson Chui Senior Manager Market Conduct Division...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20171020.pdf -
Date: 2018-01-15
... examination paper in respect of the four insurance examinations for the CSME is now HK$150 each. 14 �� Exchange �� !"#$%&$'() �� � �� !"#$ 2003 � 7 � 21 � 22 �� !"#$%&'( �� !"#$%&'()*+, - �� !"#$%&'()*�� ! �� !"#$%&'()*�� ! �� !"#$%&'()*+ �� !"#"$"%&'( �� !"#$ 2 003 � 8 � 15...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/ilens14-p4.pdf -
Date: 2020-09-28