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... activities for the client, referred to in the Code of Conduct as a “client agreement”. 2. This Practice Note supplements Standard and Practice 5.4(a) of the Code of Conduct by setting out information which the Insurance Authority (“IA”) would expect a licensed insurance broker company (for the purpose of...
https://www.ia.org.hk/english/legislative_framework/files/Practice_note_on_Client_Agreement_ILAS_Eng.pdf - Date: 2020-06-01
... activities for the client, referred to in the Code of Conduct as a “client agreement”. 2. This Practice Note supplements Standard and Practice 5.4(a) of the Code of Conduct by setting out information which the Insurance Authority (“IA”) would expect a licensed insurance broker company (for the purpose of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Practice_note_on_Client_Agreement_ILAS_Eng.pdf - Date: 2020-06-24
... developments of the COVID-19 pandemic, the Insurance Authority (“IA”) sees the urgent need to introduce further facilitative measures below to ensure potential policy holders’ needs are met while minimizing the risk of infection during the sale process of long term insurance policies. Extension of Phase 2 of...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_04032022.pdf - Date: 2022-05-31
... arms embargo set out in paragraph 1 of Security Council resolution 2368 (2017) adopted under Chapter VII of the Charter of the United Nations. A. Individuals associated with ISIL (Da’esh) and Al-Qaida QDi.408 Name: 1: ALEXANDA 2: AMON 3: KOTEY 4: na Title: na Designation: na DOB: 13 Dec. 1983 POB...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170810.pdf - Date: 2018-01-15
... which a licensed individual insurance agent or a licensed insurance agency may be appointed under the new section 64I(1) of the IO and the related rules for counting the number of insurers. 2. The draft Rules, for the most part, reflect the existing requirements as set out in the Code of Practice for...
https://www.ia.org.hk/english/infocenter/files/final_Max_Number_Rules_Conclusions_Eng.pdf - Date: 2019-09-03
... which a licensed individual insurance agent or a licensed insurance agency may be appointed under the new section 64I(1) of the IO and the related rules for counting the number of insurers. 2. The draft Rules, for the most part, reflect the existing requirements as set out in the Code of Practice for...
https://www.ia.org.hk/english/infocenter/files/Max_Number_Rules_Conclusions_Eng.pdf - Date: 2019-09-03
... which a licensed individual insurance agent or a licensed insurance agency may be appointed under the new section 64I(1) of the IO and the related rules for counting the number of insurers. 2. The draft Rules, for the most part, reflect the existing requirements as set out in the Code of Practice for...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/final_Max_Number_Rules_Conclusions_Eng.pdf - Date: 2019-09-10
... which a licensed individual insurance agent or a licensed insurance agency may be appointed under the new section 64I(1) of the IO and the related rules for counting the number of insurers. 2. The draft Rules, for the most part, reflect the existing requirements as set out in the Code of Practice for...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Max_Number_Rules_Conclusions_Eng.pdf - Date: 2019-09-10
... management policy, the monitoring system must be clearly set out and properly documented. 2/9 2.1.6 Financial Risk Management in Hong Kong (a) Risk Management Systems and Processes The regulatory bodies in Hong Kong play a key role to ensure that high standard of risk management system and processes are...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/12.sn-IL-2017_eng.pdf - Date: 2019-12-02