... product should be introduced or recommended to the customer unless such a service will be provided to the customer by the authorized insurer or the licensed insurance intermediary. Can the provision of fund related information (e.g. fund fact sheet, fund prospectus of the underlying funds, sample...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes_to_GL30..pdf -
Date: 2020-12-21
... Intermediaries (“GL24”), which set the CPD requirements for individual licensees. We intend to keep these Interpretation Notes under review and update or supplement them when necessary. The Interpretation Notes cover the following matters and apply to CPD Assessment Periods commencing on or after 1 August 2021...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_Interpretation_Notes.pdf -
Date: 2021-12-10
... Intermediaries (“GL24”), which set the CPD requirements for individual licensees. We intend to keep these Interpretation Notes under review and update or supplement them when necessary. The Interpretation Notes cover the following matters and apply to CPD Assessment Periods commencing on or after 1 August 2021...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_Interpretation_Notes.pdf -
Date: 2021-09-09
... market are being maintained. As with a medical check-up, if any issues are found during an inspection that need correction to ensure the insurance broker company remains in compliance, the IA will point it out. After all, prevention is always better than cure. Just to be clear, an...
https://www.ia.org.hk/english/legislative_framework/Conduct_in_Focus_Issue_07_(Article_01).html -
Date: 2023-05-12
... Annex B; and (c) the IA is satisfied with the information therein after completion of its review. 4.2 In assessing whether all the criteria in Annex A have been duly complied with, the IA will consider the substance and nature of the matters involved, rather than the name or form of the arrangements...
https://www.ia.org.hk/english/legislative_framework/files/GL19.pdf -
Date: 2020-09-24
... corner; 3) Input the reasons for withdrawing the previous declaration, then press “OK” to confirm; 4) A OTP will be sent to his/her mobile phone. Input the OTP received and press the “Submit” button; 5) After withdrawal, the “Status” of the e-Declaration Form at the front page will change back to “New...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_20220531_CPD_Compliance_Reporting_for_the_Assessment_Period_2021_2022_Eng.pdf -
Date: 2022-05-31
... Annex B; and (c) the IA is satisfied with the information therein after completion of its review. 4.2 In assessing whether all the criteria in Annex A have been duly complied with, the IA will consider the substance and nature of the matters involved, rather than the name or form of the arrangements...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL19.pdf -
Date: 2019-11-29
... style but the fulfilment of our statutory responsibilities. We are uniquely tasked to be a prudential regulator, and to promote the stable and sustainable development of the Hong Kong insurance industry and its competitiveness in the global insurance market. After two years of implementation, you must...
https://www.ia.org.hk/english/infocenter/files/VTC_Insurance_Summit_2019.pdf -
Date: 2021-12-09
... style but the fulfilment of our statutory responsibilities. We are uniquely tasked to be a prudential regulator, and to promote the stable and sustainable development of the Hong Kong insurance industry and its competitiveness in the global insurance market. After two years of implementation, you must...
https://www.ia.org.hk/english/infocenter/files/VTC_Insurance_Summit_2019.pdf -
Date: 2021-09-08
... style but the fulfilment of our statutory responsibilities. We are uniquely tasked to be a prudential regulator, and to promote the stable and sustainable development of the Hong Kong insurance industry and its competitiveness in the global insurance market. After two years of implementation, you must...
https://www.ia.org.hk/english/infocenter/files/VTC_Insurance_Summit_2019.pdf -
Date: 2020-06-12