... means of capital restructuring, e.g. conversion of subordinated debt into share capital. Q2: Does a professional indemnity insurance (“PII”) policy need to be issued by an insurer which is authorized in Hong Kong to satisfy the requirements in the Broker Rules? A2: No. Provided the terms and conditions...

...: (i) Attend a tailor-made course for the relevant IIQE paper administered by Vocational Training Council; or (ii) Pass the relevant original IIQE paper. https://ia.org.hk/en/legislative_framework/files/GL23.pdf https://ia.org.hk/en/legislative_framework/files/GL23.pdf 2 In other words, you would...

..., Hong Kong Exchanges and Clearing Limited, the Insurance Authority, and the Mandatory Provident Fund Schemes Authority. Page 2 of 4 hurdles and constraints. Integrate these risks into regulatory frameworks and supervisory expectations for financial institutions and listed companies.  Encourage asset...

... United Nations Sanctions and Revised Approach on Sanctions-related Notices Update 2 February 2018 Our Ref: INS/TEC/6/45 To : Chief Executives of all authorized insurers carrying on general business Dear Sirs, United Nations Sanctions and Revised Approach on Sanctions-related Notices Update The...

... multiple choice options in the suggested FNA form as set out in the Appendix. However, Member Companies may include additional questions and/or multiple choice options, if they consider that such will further enhance the suitability assessment for their own products. 2) Neither Member Companies nor...

... review reveals any suspicious accounts, transactions or dealings, you should promptly notify the Joint Financial Intelligence Unit. /… - 2 - Should you have any enquiries on the above, please contact Mr Edward Li at 2153 2754 or Ms Christy Wong at 2153 2751. Yours faithfully, Dickson Chui Senior Manager...

.../reg_matters/files/Circular_CPD_Reporting_Procedures_01042021.pdf https://www.ia.org.hk/en/supervision/reg_ins_intermediaries/files/FAQ_CPD_12.06.2020rev_Eng.pdf https://www.ia.org.hk/tc/supervision/reg_ins_intermediaries/files/FAQ_CPD_Chi.pdf - 2 - 如欲了解未有遵守持續專業培訓規定的建議罰則的進一步詳情，可參閱「持續專業培訓 罰則框架」。 保險業監管局 市場行為部主管...

... possible. Saving up for retirement to enjoy tax deductions Time is your best friend for retirement savings Take advantage of the power of compound e�ect and start saving or investing early. The longer your investment time horizon, the stronger the compound e�ect. Assuming that you invest $2,000 per month...