Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭[PDF]
mou-frc-20071219.pdf
... Ordinance, Cap. 41. 6. “Investigation” means an investigation initiated by the Council under section 23 of the FRCO. 7. “Non-compliance” means a relevant non-compliance as defined by section 5 of the FRCO. For ease of reference, these are summarised at Schedule 1. 8. “Parties” means the IA and the FRC. II....
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-frc-20071219.pdf -
Date: 2020-09-28
[PDF]
mou-frc-20071219.pdf
... Ordinance, Cap. 41. 6. “Investigation” means an investigation initiated by the Council under section 23 of the FRCO. 7. “Non-compliance” means a relevant non-compliance as defined by section 5 of the FRCO. For ease of reference, these are summarised at Schedule 1. 8. “Parties” means the IA and the FRC. II....
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-frc-20071219.pdf -
Date: 2021-11-01
[PDF]
mou-frc-20071219.pdf
... Ordinance, Cap. 41. 6. “Investigation” means an investigation initiated by the Council under section 23 of the FRCO. 7. “Non-compliance” means a relevant non-compliance as defined by section 5 of the FRCO. For ease of reference, these are summarised at Schedule 1. 8. “Parties” means the IA and the FRC. II....
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-frc-20071219.pdf -
Date: 2021-09-01
[PDF]
mou-frc-20071219.pdf
... Ordinance, Cap. 41. 6. “Investigation” means an investigation initiated by the Council under section 23 of the FRCO. 7. “Non-compliance” means a relevant non-compliance as defined by section 5 of the FRCO. For ease of reference, these are summarised at Schedule 1. 8. “Parties” means the IA and the FRC. II....
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-frc-20071219.pdf -
Date: 2020-06-19
... .................................................. 9 6 JOINT INVESTIGATIONS ............................................................................. 10 7 JOINT INSPECTIONS..................................................................................... 10 8 STATUS OF THE...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf -
Date: 2020-09-28
... .................................................. 9 6 JOINT INVESTIGATIONS ............................................................................. 10 7 JOINT INSPECTIONS..................................................................................... 10 8 STATUS OF THE...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf -
Date: 2021-11-01
... .................................................. 9 6 JOINT INVESTIGATIONS ............................................................................. 10 7 JOINT INSPECTIONS..................................................................................... 10 8 STATUS OF THE...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf -
Date: 2021-09-01
... SFC. In carrying out this enhanced due diligence, authorized insurers should assess and identify all the risks arising from the investments, particularly for investments/assets which are less transparent or subject to less governance or regulation 6 , before accepting the relevant investments/assets...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/New_QNAs_to_Interpretation_Notes.pdf -
Date: 2021-12-10
... SFC. In carrying out this enhanced due diligence, authorized insurers should assess and identify all the risks arising from the investments, particularly for investments/assets which are less transparent or subject to less governance or regulation 6 , before accepting the relevant investments/assets...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/New_QNAs_to_Interpretation_Notes.pdf -
Date: 2021-09-09
...] 15 December 2011 Anti-Money Laundering and Counter-Terrorist Financing Seminars Building a Robust Regime on Anti-Money Laundering and Counter-Terrorist Financing [Text Version] Suspicious Transaction Report...
https://www.ia.org.hk/english/supervision/antimoney_laundering/reference_materials_and_relevant_websites.html -
Date: 2023-11-21