... - 1 - Annual Dinner of the Hong Kong Insurance Law Association 1 June 2016 Speech by Dr Moses Cheng, Chairman, Insurance Authority Chairlady Caroline, my friends, Ladies and Gentlemen, good evening! 1. I am most grateful to the chairlady for inviting me to join you all at this Annual Dinner of the...

...) Insurance Industry Regulatory and Development Concern Group (ICG) Main Progress in Implementation Rules, Codes and Guidelines Proposed Rules Progress 1. Rules on Maximum Number of Authorized Insurers - Prescribe the cap on number of insurers that an insurance agent may represent • Have completed soft...

... Key AML/CFT considerations Risk-based approach No one-size-fits-all 1. AML/CFT risk assessment 2. Additional measures for NFTF channel 3. Identity Information 4. Premium collection 5. Transaction monitoring 6. Technology adopted 3. Straight-through process 8. CDD performed by an insurance intermediary...

... Key AML/CFT considerations Risk-based approach No one-size-fits-all 1. AML/CFT risk assessment 2. Additional measures for NFTF channel 3. Identity Information 4. Premium collection 5. Transaction monitoring 6. Technology adopted 3. Straight-through process 8. CDD performed by an insurance intermediary...

... writing of the termination. iv) A licensed insurance agency must notify the IA within 14 days of terminating the appointment of its RO. v) A licensed insurance agency must notify the IA of changes to its partners, directors or controllers within 1 month of the change. Although these reporting requirements...

... Form A6 AN2 1 Application for Approval of the Variation of Line(s) of Business by Individual insurance Agent/ Technical Representative (Agent)/ Technical Representative (Broker) Pursuant to Section 64S of the Insurance Ordinance (Cap. 41) For Official Use C SA LN Check Update Verify Please...

... Form A6 AN2 1 Application for Approval of the Variation of Line(s) of Business by Individual insurance Agent/ Technical Representative (Agent)/ Technical Representative (Broker) Pursuant to Section 64S of the Insurance Ordinance (Cap. 41) For Official Use C SA LN Check Update Verify Please...

... amounted to US$1.53 billion whereas the full year figure for 2016 was US$1.79 billion. In Q3 2017, Fintech investment in Asia grew to over US$1 billion for the first time. Regarding the insurance sector, Insurtech is still considered a relatively new phenomenon when compared with banking and other areas of...

... amounted to US$1.53 billion whereas the full year figure for 2016 was US$1.79 billion. In Q3 2017, Fintech investment in Asia grew to over US$1 billion for the first time. Regarding the insurance sector, Insurtech is still considered a relatively new phenomenon when compared with banking and other areas of...

... Code: 80/07/178 All the above modules are Qualified CPD Activities under the category of “Ethics or Regulations" approved by HKCAAVQ. 以上各單元已獲香港學術及職業資歷評審局批準為合資格持續專業培訓活動的「道德或規例」類別。 P.1 Anti-Money Laundering and Counter-Terrorist Financing Ordinance and Relevant Regulatory Requirements 打擊洗錢及恐怖分子資金籌集條例和相關...