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⏭... activities (Telemarketing), the Mandatory Provident Fund Schemes Authority (“MPFA”) has issued the Guidance Note on Conducting Sales by Unsolicited Calls (“Guidance Note”), which has taken effect on 1 September 2023. The Guidance Note aims at setting out the requirements and...
https://www.ia.org.hk/english/legislative_framework/Conduct_in_Focus_Issue_08_03.html -
Date: 2024-01-12
[PDF]
cir_20180914.pdf
... effective for the financial periods beginning on or after 1 January 2021. Your participation is instrumental in making this exercise meaningful. The survey for your company’s return is attached. We should be most grateful if the completed survey could reach us by 12 October 2018 (Friday). Please submit your...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20180914.pdf -
Date: 2018-11-30
... Circular_CPD_Reporting_Procedures_01042021CHI 2021 年 4 月 1 日 檔號：MC/CPD/CIR 僅經電郵發送 致：所有獲授權保險人的行政總裁、持牌保險代理機構及持牌保險經紀公司的負責人 敬啟者： 持續專業培訓規定 — 2019/20 及 2020/21 評核期的持續專業培訓合規情況匯報程序 從保險業監管局（「保監局」）於 2020 年 6 月 12 日及 2020 年 9 月 30 日發出的通函可知 悉，保監局已合併 2019 年 9 月 23 日至 2020 年 7 月 31 日的持續專業培訓評核期（「第 一個評核期」）及 2020...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_CPD_Reporting_Procedures_01042021CHI.PDF -
Date: 2021-12-10
... Circular_CPD_Reporting_Procedures_01042021CHI 2021 年 4 月 1 日 檔號：MC/CPD/CIR 僅經電郵發送 致：所有獲授權保險人的行政總裁、持牌保險代理機構及持牌保險經紀公司的負責人 敬啟者： 持續專業培訓規定 — 2019/20 及 2020/21 評核期的持續專業培訓合規情況匯報程序 從保險業監管局（「保監局」）於 2020 年 6 月 12 日及 2020 年 9 月 30 日發出的通函可知 悉，保監局已合併 2019 年 9 月 23 日至 2020 年 7 月 31 日的持續專業培訓評核期（「第 一個評核期」）及 2020...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_CPD_Reporting_Procedures_01042021CHI.PDF -
Date: 2021-09-09
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_PIBA_Circular_letter_Dual_Registration_of_CE_and_TR_v1_7_4_2014_eg19.pdf -
Date: 2019-12-20
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_PIBA_Circular_letter_Guidelines_on_name_card_and_stationery_v1_20_6_2005_eg19.pdf -
Date: 2019-12-20
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_PIBA_Circular_letter_Imprinting_Registration_Number_on_Name_Cards_v1_22_12_2001_eg19.pdf -
Date: 2019-12-20
[PDF]
1_PIBA_Circular_letter_Restriction_on_Procurement_by_Japanese_Residents_v1_27_10_2017_eg19.pdf
... KM_C364e-20171027153515 ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_PIBA_Circular_letter_Restriction_on_Procurement_by_Japanese_Residents_v1_27_10_2017_eg19.pdf -
Date: 2019-12-20
[HTML]
Chatting about Chatbots
... Chatbot’s limitations, how it should be used, the data set it is trained on and how that data is stored, used and how long it is kept. Adequate risk mitigation, ongoing monitoring, reporting controls and contingency plans would also need to be in place throughout its deployment. Careful consideration...
https://www.ia.org.hk/english/legislative_framework/Conduct_in_Focus_Issue_07_(Article_03).html -
Date: 2023-05-12
... Continuing Professional Development (“CPD”) Compliance Reporting for Combined Assessment Periods 2019/20 and 2020/21 – Detailed instructions for reporting by principals to the Insurance Authority 1 June 2021 COVID-19 Vaccination Programme...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/circulars_on_regulatory_matters_2021.html -
Date: 2021-12-10