... These materials may not be reproduced for or distributed to third parties, or used for commercial purposes without the OCI’s prior written consent. 2 2 Ongoing Monitoring 3 Customer Due Diligence Ongoing Monitoring 3 Ongoing Monitoring 4 Customer’s Identities – up-to-date and relevant Customer’s...

..., ____________________________), who is a director or senior manager of our company, has been appointed and has been carrying out the functions in accordance with the Guideline; (2) A Money Laundering Reporting Officer (namely, ______________________), who is a senior staff member of our company, has been appointed and has been...

... targeted financial sanctions in accordance with applicable United Nations Security Council Resolutions to protect their financial sectors from money laundering, financing of terrorism and WMD proliferation financing risks emanating from the DPRK. /… - 2 - You should follow the guidance specified in the...

... promptly notify the Joint Financial Intelligence Unit. /… - 2 - Should you have any enquiries on the above, please contact Mr Edward Li at 2153 2754 or Ms Christy Wong at 2153 2751. Yours faithfully, Dickson Chui Senior Manager Market Conduct Division Insurance Authority Encl. c.c. Chairman, The Hong Kong...

... Order") I refer to my letters of 5 October 2001 and 19 October 2001 in respect of the above Executive Order issued by the US President. The US Government designated under the Executive Order a third list of 22 names on 2 November 2001 and a fourth list of 62 names on 7 November...

...) under the respective headings of "Names of Entities Designated on 2 June 2004", "Name of Individual Designated on 3 June 2004"and "Names of Those Designated on 10 June 2004". You should review your records carefully to see whether you have had, or currently have...

... competitiveness of the insurance industry in the global market Public education Sustainable market development of the insurance industry Insurance Authority Statutory Functions 2 . 3 Insurance Authority Corporate Strategy Policy Holder’s Protection Market Development Product Innovation 4 Societal Needs on Medical...

... Note on the Treatment of “Closely Linked” Entities that are Members of the Supervised Groups under the Group-wide Supervision Regime Our Ref: INS/TEC/6/92/2 6 October 2021 To: Chief Executives of Designated Insurance Holding Companies Dear Sirs, Note on the Treatment of “Closely...

...] G2 Underwriting Results of Direct Business [PDF] [EXCEL] G3 Underwriting Results of Reinsurance Inward Business [PDF] [EXCEL] G4 Underwriting Results of Pure Reinsurers' Business [PDF] [EXCEL] G5 Premiums [PDF] [EXCEL] G6 Retention Ratio [PDF...

... 2 June 2020 Our ref: INS/TEC/6/20/5 By email only To: Chief Executives of all authorized insurers Dear Sirs, Updated Assessment on the Proposed Policy Holders’ Protection Scheme in Hong Kong We would like to enlist your support for and participation in an updated assessment on the proposed Policy...