... the applicant on the application being processed, or direct with registrants, or ex- registrants, e.g. in dealing with a complaint or a non-compliance issue or other registration issue or for serving a notice of de-registration to ex-registrant. This is also to set up appropriate control measures in...

..., 13AE, 13B, 14 and 15 of the IO in respect of any appointment of or changes in its controllers, directors, key persons in control functions or appointed actuary (if the insurer carries on long term insurance business).   These requirements aim at ensuring that the persons to be appointed or...

... 11 on Post-Sale Control etc) which require information about customers to be collected through the FNA process. A 1. For products which the FNA requirement is optional, insurers should still use best effort to collect the necessary information from the customers to fulfill their obligation under the...

... or company service providers (“TCSPs”) has a noticeable cross-border element. It is not uncommon for shell companies incorporated in Hong Kong under the control of transnational syndicates to be used to launder proceeds of crimes committed outside Hong Kong. To disguise the source of money, it is...

... or company service providers (“TCSPs”) has a noticeable cross-border element. It is not uncommon for shell companies incorporated in Hong Kong under the control of transnational syndicates to be used to launder proceeds of crimes committed outside Hong Kong. To disguise the source of money, it is...

... or company service providers (“TCSPs”) has a noticeable cross-border element. It is not uncommon for shell companies incorporated in Hong Kong under the control of transnational syndicates to be used to launder proceeds of crimes committed outside Hong Kong. To disguise the source of money, it is...

...……………………………………… 9 11. Post-sale Control………………………………………….. 10 12. Commencement…………………………………………... 11 Selling Process of Non-linked Insurance Products Annex Requirements Applicable to Participating Policies Appendix 1 Requirements Applicable to Universal Life Policies Appendix 2 1 1. Introduction 1.1 This Guideline...

... guidelines promulgated previously by the Office of the Commissioner of Insurance and now the IA. The Appointed Actuary thus performs a pivotal role in maintaining internal control and risk mitigation functions that accord proper safeguard to the interest of policy holders – a demanding task that calls for...

... guidelines promulgated previously by the Office of the Commissioner of Insurance and now the IA. The Appointed Actuary thus performs a pivotal role in maintaining internal control and risk mitigation functions that accord proper safeguard to the interest of policy holders – a demanding task that calls for...

... guidelines promulgated previously by the Office of the Commissioner of Insurance and now the IA. The Appointed Actuary thus performs a pivotal role in maintaining internal control and risk mitigation functions that accord proper safeguard to the interest of policy holders – a demanding task that calls for...