... Insurance Ordinance, and for such internal control as the Authority determines is necessary to enable the preparation of financial statements that are free from material misstatement, whether due to fraud or error. In preparing the financial statements, the Authority is responsible for assessing the...

... a contract of insurance; (b) inviting or inducing, or attempting to invite or induce, a person to enter into a contract of insurance; (c) inviting or inducing, or attempting to invite or induce, a person to make a material decision; (d) giving regulated advice. For the purposes of (c) and (d) above...

... a contract of insurance; (b) inviting or inducing, or attempting to invite or induce, a person to enter into a contract of insurance; (c) inviting or inducing, or attempting to invite or induce, a person to make a material decision; (d) giving regulated advice. For the purposes of (c) and (d) above...

... company memberships as defined in the Articles of Association of which include corporations. Members of the Association, being "insurance brokers", professionally represent buyers of insurance contracts and owe primary fiduciary responsibility to them. It is also the duty of Members to assist, when...

... Its duties include advising the Board on the authorized insurer’s risk appetite, reviewing the adequacy and effectiveness of the risk management policies for material risks (such as pricing, capital management, market, liquidity, operation and compliance) on a regular basis and ensuring sufficient...

... Its duties include advising the Board on the authorized insurer’s risk appetite, reviewing the adequacy and effectiveness of the risk management policies for material risks (such as pricing, capital management, market, liquidity, operation and compliance) on a regular basis and ensuring sufficient...

... the risk of sales that do not meet the needs of customers. Clients’ needs must first be properly assessed through the use of Financial Needs Analysis form. Appropriate Remuneration Structure and Avoidance of Conflict of Interest: Insurers have the duty to ensure that the remuneration...

... Notice All rights, including copyright, in this PowerPoint file are owned and reserved by the Hong Kong Police Force. Unless prior permission in writing is given by the Commissioner of Police, you may not use the materials other than for your personal learning or in the course of your official duty. 重要...

... fiduciary duty; and (xiii) revealing of serious / systemic weaknesses of management systems or internal control failures. (b) The behaviour of the authorized insurer since the conduct was identified, including: (i) manner of reporting the conduct by the authorized insurer (e.g. whether the insurer takes a...

... Notice All rights, including copyright, in this PowerPoint file are owned and reserved by the Hong Kong Police Force. Unless prior permission in writing is given by the Commissioner of Police, you may not use the materials other than for your personal learning or in the course of your official duty. 重要...