...; fitness and properness of authorized representative of Lloyd’s; reporting requirements; maintenance of local assets in Hong Kong; and regulation on insurance intermediaries. Lloyd's is also subject to the interventionary powers and certain...

... Download Area Important Notes Before you ProceedReturn SubmissionDownload AreaEnquiryFAQsNotes on collection of Levy on Insurance PremiumSystem Maintenance Schedule   Item No. Item Description...

... group • IA • HKFI • Authorized insurers • Licensed brokers • Technology companies • Consulting companies Consult the Open API Framework • Scope • Timeline • Standards • Facilitation • Maintenance Develop related guidelines • Open API Implementation Guideline • Technical standards about data exchange...

... America) (item 27) Jama'at al-Tawhid wa'al-Jihad (JTJ) (item 78) You should review your records carefully to see whether you have had, or currently have, accounts, transactions or dealings with the named individuals or entities. If such review reveals any suspicious accounts...

... management level to have the overall responsibility for the establishment and maintenance of the insurer’s AML/CFT systems; and a senior staff as the Money Laundering Reporting Officer (“MLRO”) to act as the central reference point for suspicious transaction reporting. To facilitate more effective...

... that business is conducted orderly and in accordance with policies formulated by the Board of Directors or senior management. They also verify compliance with the standing requirements on maintenance of assets in Hong Kong, corporate governance, as well as selling of insurance policies to Mainland...

... Important Notes Before You Proceed Important Notes Before you ProceedReturn SubmissionDownload AreaEnquiryFAQsNotes on collection of Levy on Insurance PremiumSystem Maintenance Schedule   The periods for return submission in each year...

... These failures resulted in the Companies contravening the prevailing regulatory requirements1 in relation to the maintenance of separate client accounts and the keeping of proper books and records applicable to insurance broker companies. The regulatory requirements in relation to client...

... under the Insurance Ordinance (Cap. 41) Requirements for a Licensed Insurance Broker Company Appointment of a Responsible Officer approved by the IA Maintenance of a client account with a bank in Hong Kong Compliance with the requirements set...

... of the sole proprietorship; and the maintenance of a client's account (for sole proprietorship only); • the capital & net assets value of the partnership; and the maintenance of a client's account (for partnership only); • the paid up capital & net assets value of the limited company; and the...