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https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN3_GN_on_Proper_Delivery_of_LT_Policy_23_4_2007_eg19.pdf -
Date: 2019-12-20
... The Code-Eng ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/7a_HKFI_CoP_for_Admin_of_Agents_7th_Edition_Eng_1_3_2010_20190823.pdf -
Date: 2019-12-20
... Market Conduct (Acting) CONDUCT IN FOCUS 3 Complaint Statistics 23rd September 2019 to 22nd September 2020 The IA received 1,571 complaints during the period from 23 September 2019 to 22 September 2020, being the first full year following the new regulatory regime for licensed insurance intermediaries...
https://www.ia.org.hk/english/infocenter/files/Conduct_In_Focus_English.pdf -
Date: 2021-12-14
... Market Conduct (Acting) CONDUCT IN FOCUS 3 Complaint Statistics 23rd September 2019 to 22nd September 2020 The IA received 1,571 complaints during the period from 23 September 2019 to 22 September 2020, being the first full year following the new regulatory regime for licensed insurance intermediaries...
https://www.ia.org.hk/english/infocenter/files/Conduct_In_Focus_English.pdf -
Date: 2022-05-24
... the insurer or insurance intermediary as a result of your complaint. (3) What is the IA’s policy on providing updates on the progress of handling complaint matters on conduct issues? It may take time to gather the necessary information from the relevant parties to...
https://www.ia.org.hk/english/consumer/lodge_a_complaint.html -
Date: 2023-09-01
... disclosure from companies that they lend to, invest in or insure. Support increased availability of and accessibility to standardised, relevant and credible climate-related data to facilitate measuring financial impact and exploring relevant opportunities. 3. Enhance capabilities of market participants and...
https://www.ia.org.hk/english/infocenter/press_releases/files/CASG_Strategic_Plan_EN.pdf -
Date: 2020-12-17
[PDF]
cir_aml_20180202_G.pdf
... will be caught by section 25(1) of the OSCO if such conduct constituted an indictable offence in Hong Kong, irrespective of the legal position in the jurisdiction where such conduct took place. /… - 3 - (a) involving individuals or entities named in UNSC sanctions resolutions or sanctions lists...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180202_G.pdf -
Date: 2019-02-01
... Microsoft Word - GN7AdmnistrativeFrameworkIIQEPaperILAS CIB-GN(7) (Issued on 8 December 2009) Guidance Note on the Administrative Framework in relation to and arising from the enhanced IIQE Paper for Investment-linked Long Term Insurance According to Membership Regulation 3.5, the General...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN7on_Adm_Framework_IIQE_for_ILLT_Ins._v1_8_12_09_eg19.pdf -
Date: 2019-12-20
... the appropriate box. Version: September 2019 1 Form A2 Please complete all items in BLOCK LETTERS. All amendments must be signed by Applicant. I. Basic Information on Principal Name in English Name in Chinese (if any) † Type of Principal ☐ Authorized Insurer (Please provide Company Registration No....
https://www.ia.org.hk/english/infocenter/forms/files/FormA2OnlinePortalApplicationforOpeningofSupervisorAccount.pdf -
Date: 2019-09-22