... and authorities of the licensed technical representative (broker). 6. Notification The client agreement should include terms requiring the licensed insurance broker company and client to notify each other in writing of any changes to the information as specified in items 1 to 5 above without the need...

... ...

... the Insurance Ordinance (Cap. 41) (“IO”), the IA has delegated its powers under sections 64ZZF(6) and 64ZZH(1) of the IO to the MA in relation to a business of a regulated activity carried on by an authorized institution (“AI”). This MoU also sets out the mutual understanding between the Parties on...

... analyzed. Insurers should also monitor to see if a policyholder is assigned with agents who leave the company in quick succession and if so, consideration should be given to assigning serving agents with a demonstrated track record of serving customers). CONDUCT IN FOCUS 6 In addition, technology has...

... the Insurance Ordinance (Cap. 41) (“IO”), the IA has delegated its powers under sections 64ZZF(6) and 64ZZH(1) of the IO to the MA in relation to a business of a regulated activity carried on by an authorized institution (“AI”). This MoU also sets out the mutual understanding between the Parties on...

... the Insurance Ordinance (Cap. 41) (“IO”), the IA has delegated its powers under sections 64ZZF(6) and 64ZZH(1) of the IO to the MA in relation to a business of a regulated activity carried on by an authorized institution (“AI”). This MoU also sets out the mutual understanding between the Parties on...

... analyzed. Insurers should also monitor to see if a policyholder is assigned with agents who leave the company in quick succession and if so, consideration should be given to assigning serving agents with a demonstrated track record of serving customers). CONDUCT IN FOCUS 6 In addition, technology has...

... the Insurance Ordinance (Cap. 41) (“IO”), the IA has delegated its powers under sections 64ZZF(6) and 64ZZH(1) of the IO to the MA in relation to a business of a regulated activity carried on by an authorized institution (“AI”). This MoU also sets out the mutual understanding between the Parties on...

... enforceable rights. Scope 6. The Insurance Authority of Hong Kong SAR and the NAIC propose to ensure that mutual assistance is provided to the other, subject to applicable laws and overall policy, in the areas of administration and enforcement of the laws, regulations and requirements relating to the business...

... later than 30 September Codes of Conduct 1. Honesty and Integrity 2. Best Interests of Clients 3. Exercising Care, Skill and Diligence 4. Competence to Advise 5. Disclosure of Information 6. Suitability of Advice 7. Conflicts of Interest 8. Client Assets Code of Conduct for Licensed Insurance Agents...