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⏭... senior management Inaccurate/Incomplete AML/CFT information (e.g. information of high risk customer) stated in the compliance reports to senior management Compliance Functions 13 Compliance Functions Recommendations: Adequate control on the regularity of the submission of compliance reports to senior...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2021-11-12
... senior management Inaccurate/Incomplete AML/CFT information (e.g. information of high risk customer) stated in the compliance reports to senior management Compliance Functions 13 Compliance Functions Recommendations: Adequate control on the regularity of the submission of compliance reports to senior...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2022-04-27
... senior management Inaccurate/Incomplete AML/CFT information (e.g. information of high risk customer) stated in the compliance reports to senior management Compliance Functions 13 Compliance Functions Recommendations: Adequate control on the regularity of the submission of compliance reports to senior...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2019-11-05
... mobility and standard harmonization. Commissioning of major infrastructure projects such as the Express Rail Link, the Hong Kong-Zhuhai-Macao Bridge and the Liantang/Heung Yuen Wai Boundary Control Point have eliminated the geographical separation hitherto impeding flow of people and cargo. As this barrier...
https://www.ia.org.hk/english/infocenter/files/CIB_Annual_conference_2020.pdf -
Date: 2021-12-09
... standard harmonization. Commissioning of major infrastructure projects such as the Express Rail Link, the Hong Kong-Zhuhai-Macao Bridge and the Liantang/Heung Yuen Wai Boundary Control Point have eliminated the geographical separation hitherto impeding flow of people and cargo. As this barrier is lifted...
https://www.ia.org.hk/english/infocenter/files/CIB_opening_address_2020.pdf -
Date: 2021-12-09
... standard harmonization. Commissioning of major infrastructure projects such as the Express Rail Link, the Hong Kong-Zhuhai-Macao Bridge and the Liantang/Heung Yuen Wai Boundary Control Point have eliminated the geographical separation hitherto impeding flow of people and cargo. As this barrier is lifted...
https://www.ia.org.hk/english/infocenter/files/CIB_opening_address_2020.pdf -
Date: 2021-09-08
... business, business volume, number of licensed technical representatives (agent) and number of complaints received by the IA against them, etc in conducting on-site inspections. The IA will communicate with insurance agencies on control deficiencies and/or concerns relevant to compliance with the applicable...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/insurance_agents.html -
Date: 2021-07-13