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GL21.pdf
... and scenarios. In this regard, the modeled 10 For example, the personnel responsible for the review and validation of the model should be adequately qualified and should be independent of the personnel who design or own the model. 11 Stresses and scenarios can be developed ranging from simple...
https://www.ia.org.hk/english/legislative_framework/files/GL21.pdf -
Date: 2020-09-24
[PDF]
GL21.pdf
... and scenarios. In this regard, the modeled 10 For example, the personnel responsible for the review and validation of the model should be adequately qualified and should be independent of the personnel who design or own the model. 11 Stresses and scenarios can be developed ranging from simple...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL21.pdf -
Date: 2019-11-29
... applicable: (a) the extent to which assumptions and adverse events in the SST are insurer-specific and relevant to the risk profile11; 9 For example, the personnel responsible for the review and validation of the model should be adequately qualified and should be independent of the personnel who design or...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Revised_Draft_Guideline_on_Enterprise_Risk_Management.pdf -
Date: 2019-11-29
[PDF]
egn2019232121.pdf
... egn2019232121 G.N. (E.) 21 of 2019 UNITED NATIONS (ANTI-TERRORISM MEASURES) ORDINANCE (Chapter 575) Updating of specification of names of persons designated as terrorists or terrorist associates by the Committees of the United Nations Security Council established pursuant to the Resolutions 1267 (1...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/egn2019232121.pdf -
Date: 2019-12-24
[PDF]
egn2019232222.pdf
... egn2019232222 G.N. (E.) 22 of 2019 UNITED NATIONS (ANTI-TERRORISM MEASURES) ORDINANCE (Chapter 575) Updating of specification of names of persons designated as terrorists or terrorist associates by the Committees of the United Nations Security Council established pursuant to the Resolutions 1267 (1...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/egn2019232222.pdf -
Date: 2019-12-24
... in size, complexity and scale of operation, as well as to assist them in designing systems to demonstrate compliance. Insurance brokers are advised to design and implement control procedures to ensure that client monies are identified and kept separately from brokers’ own monies, that client monies...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN11_Guidance_Note_on_Keeping_of_Separate_Client_Monies_v1_16_8_2013_eg19.pdf -
Date: 2019-12-20
... their varying differences in size, complexity and scale of operation, as well as to assist them in designing systems to demonstrate compliance. Insurance brokers are advised to design and implement control procedures to ensure that client monies are identified and kept separately from brokers’ own...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN11_Guidance_Note_on_Keeping_of_Separate_Client_Monies_v2_12_5_2015_eg19.pdf -
Date: 2019-12-20
... Disciplinary Panel Pool (“DPP”), from which members will be drawn to form three-member Disciplinary Panels to decide disciplinary cases on behalf of the IA. The DPP forms a key part of the IA’s disciplinary process which is designed to be impartial, objective, fair, efficient and robust. Disciplinary Panels...
https://www.ia.org.hk/english/infocenter/files/Conduct_In_Focus_English_Issue2.pdf -
Date: 2021-12-14
... Disciplinary Panel Pool (“DPP”), from which members will be drawn to form three-member Disciplinary Panels to decide disciplinary cases on behalf of the IA. The DPP forms a key part of the IA’s disciplinary process which is designed to be impartial, objective, fair, efficient and robust. Disciplinary Panels...
https://www.ia.org.hk/english/infocenter/files/Conduct_In_Focus_English_Issue2.pdf -
Date: 2022-05-24
... portion of surrender benefits is derived from guaranteed benefits, there exists a savings element and may be suitable for customers with both savings needs and insurance needs. Insurers, when performing the diligent review required under GN16 issued by the IA during the product design stage...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_HKFI_FAQ_Initiative_on_FNA_v2_29_1_2016_20190823.pdf -
Date: 2019-12-20