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... 保險業監管局 Insurance Authority 2019–20 ANNUAL REPORT Insurance Authority 19/F, 41 Heung Yip Road, Wong Chuk Hang, Hong Kong Tel: (852) 3899 9983 Fax: (852) 3899 9993 Website: www.ia.org.hk Leading Change and Propelling Growth conTenTs 2 Chairman’s message 4 CeO’s message The Year Under review 6 FinanCi...
https://www.ia.org.hk/english/infocenter/files/IA_Annual_Report_2019_20_Eng.pdf - Date: 2021-12-14
... formulated by the Board. A n n u a l R e p o r t 2 0 1 8 - 1 9 9 Corporate Governance 2 514 10 8 11 7 6 3 4 13 12 1 9 5 Ms Chitty Cheung Fung-ting Non-Executive Director 6 Mr Kenneth Kwok Tsun-wa Non-Executive Director 7 Mr Ma Ho-fai, GBS, JP Non-Executive Director 8 Mr James Wong Chien-kuo Non-Executive...
https://www.ia.org.hk/english/infocenter/files/IA_Annual_Report_2018_19_English.pdf - Date: 2022-05-24
... 保險業監管局 Insurance Authority 2019–20 ANNUAL REPORT Insurance Authority 19/F, 41 Heung Yip Road, Wong Chuk Hang, Hong Kong Tel: (852) 3899 9983 Fax: (852) 3899 9993 Website: www.ia.org.hk Leading Change and Propelling Growth conTenTs 2 Chairman’s message 4 CeO’s message The Year Under review 6 FinanCi...
https://www.ia.org.hk/english/infocenter/files/IA_Annual_Report_2019_20_Eng.pdf - Date: 2022-05-24
... formulated by the Board. A n n u a l R e p o r t 2 0 1 8 - 1 9 9 Corporate Governance 2 514 10 8 11 7 6 3 4 13 12 1 9 5 Ms Chitty Cheung Fung-ting Non-Executive Director 6 Mr Kenneth Kwok Tsun-wa Non-Executive Director 7 Mr Ma Ho-fai, GBS, JP Non-Executive Director 8 Mr James Wong Chien-kuo Non-Executive...
https://www.ia.org.hk/english/infocenter/files/IA_Annual_Report_2018_19_English.pdf - Date: 2020-06-23
... “Vulnerable Customers” i.e. the elderly or unsophisticated customers or those who may not be able to make independent investment decisions on complex investment products; particularly ILAS products with long maturity periods or which attract heavy penalties on early redemption or withdrawal. Customers are not...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5_HKFI_ILAS_Requirements_v5_14_7_2015_20190823.pdf - Date: 2019-12-20
.../37/30 Standard Academy of Insurance & Management Ltd Professional Level CPD Course – Court of Final Appeal & Others – Leading Insurance Court Cases (Part 4 and Part 5) - Duty of Insurance Brokers and Agents, Motor, Property, Cargo and Liability Insurance * No 10 1 Mar 2021 - 28 Feb 2022 Public 公眾人士...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/List_of_Approved_T1_CPD_adopting_VC.pdf - Date: 2021-05-06
... customers or those who may not be able to make independent investment decisions on complex investment products; particularly ILAS products with long maturity periods or which attract heavy penalties on early redemption or withdrawal. The treatment of customers choosing to deviate in any respect from the RPQ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3_HKFI_ILAS_Requirements_v3_22_4_2013_20190823.pdf - Date: 2019-12-20
... investment products; particularly ILAS products with long maturity periods or which attract heavy penalties on early redemption or withdrawal. Customers are not allowed to opt out or deviate in any respect from the RPQ process. Insurers are required not to accept the application if a customer chooses to opt...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_HKFI_ILAS_Requirements_v4_8_12_2014_20190823.pdf - Date: 2019-12-20
... agency (as applicable). These would include, without limitation, the duty owed by a licensed insurance agency or a licensed individual insurance agent to obtain prior consent from its appointing insurer before accepting an appointment by another authorized insurer. A licensed insurance agent should also...
https://www.ia.org.hk/english/legislative_framework/files/Agent_Code_Eng.pdf - Date: 2020-06-01
... Part 5) - Duty of Insurance Brokers and Agents, Motor, Property, Cargo and Liability Insurance * No 10 1 Mar 2021 - 28 Feb 2022 Public 公眾人士 + Commissioning Body 委託機構員工 Dr Raymond CHOW 25236350 80/37/31 Standard Academy of Insurance & Management Ltd Professional Level CPD Course – Court of Final Appeal...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/List_of_Approved_T1_CPD_adopting_VC.pdf - Date: 2021-12-06