... implemented in financial institutions of Hong Kong. There are different regulatory frameworks in place to govern the risk management of different types of financial institutions such as authorised institution, brokerage house, investment fund company. Hong Kong Monetary Authority (HKMA) The authorised...

... financial institutions such as authorised institution, brokerage house, investment fund company. Hong Kong Monetary Authority (HKMA) The authorised institution is governed by the HKMA. The HKMA has issued various guidelines as contained in the HKMA’s Supervisory Policy Manual to the industry which are...

... management of different types of financial institutions such as authorised institution, brokerage house, investment fund company. Hong Kong Monetary Authority (HKMA) The authorised institution is governed by the HKMA. The HKMA has issued various guidelines as contained in the HKMA’s Supervisory Policy Manual...

... unzip the file with the designated password set in the supervisor account (please refer to Section 2.5 to obtain the password for Document Download). 39  The PAA could find the validation result in “Validation Result (generated by system)”. For positive result, it will be shown as “OK” in green color....

... validation result in “Validation Result (generated by system)”. For positive result, it will be shown as “OK” in green color. • For negative result, a “FAIL” status in red color will be shown. Reason(s) will be specified in “Validation Result Remark (generated by system)”. • The PAA should click “Confirm” to...

... Risk-Based Approach Guidance for Life Insurance Sector Financial Action Task Force Groupe d’action financière Risk-Based Approach Guidance for the Life Insurance Sector October 2009 FATF Report THE FINANCIAL ACTION TASK FORCE (FATF) The Financial Action Task Force (FATF) is an independent inter-gov...

... Risk-Based Approach Guidance for Life Insurance Sector Financial Action Task Force Groupe d’action financière Risk-Based Approach Guidance for the Life Insurance Sector October 2009 FATF Report THE FINANCIAL ACTION TASK FORCE (FATF) The Financial Action Task Force (FATF) is an independent inter-gov...

... Risk-Based Approach Guidance for Life Insurance Sector Financial Action Task Force Groupe d’action financière Risk-Based Approach Guidance for the Life Insurance Sector October 2009 FATF Report THE FINANCIAL ACTION TASK FORCE (FATF) The Financial Action Task Force (FATF) is an independent inter-gov...

... present condition would not prevent him from performing his duties. 1/15 Facing conflicting medical opinions from the insured’s attending doctors and the insurer’s in-house medical consultant, as to whether the injury had prevented the insured from performing any of his duties or not, the Complaints Panel...

... entitled to Temporary Partial Disability benefits. This was because his present condition would not prevent him from performing his duties. Facing conflicting medical opinions from the insured’s attending doctors and the insurer’s in-house medical consultant, as to whether the injury had prevented the...