... I: Disclosure Declaration”. 3) The applicant(s) must then tick one of either box A or B in “Section III: Suitability Declaration”. a) Box A should be ticked where the intermediary and the applicant(s) agree that the product is suitable for the applicant(s), based on the information provided by the...

... Entrant Scheme (“CIES”), then the intermediary must explain these to the full satisfaction and understanding of the applicant(s) prior to signing. All applicant(s) must sign and date at the bottom of “Section I: Disclosure Declaration”. 3) The applicant(s) must then tick one of either box A or B in...

...  drawn  to  page  4  &  7  of  the  FNA.    If  an  applicant  chooses  not  to  disclose  income/asset  information  under  4(a)  or  (b),  he/she  must  indicate  the  reason(s)  in  his/her  own  handwriting  in  the  box.    Furthermore,  those  intermediaries  adopting  such  “key‐in  procedures...

... should have an exit strategy for the pilot run if it is terminated for various reasons. While each of Hong Kong’s financial regulator, namely the Hong Kong Monetary Authority, the Securities and Futures Commission and the IA, each has its own Fintech sandbox, the three regulators would collaborate...

... should have an exit strategy for the pilot run if it is terminated for various reasons. While each of Hong Kong’s financial regulator, namely the Hong Kong Monetary Authority, the Securities and Futures Commission and the IA, each has its own Fintech sandbox, the three regulators would collaborate...