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⏭... and chief executives of insurance brokers will be deemed as responsible officers of the firms concerned during the transitional period. 6 New Regulatory Regime for Insurance Intermediaries 7 Set out licensing, F&P and conduct requirements Process licence applications and update Register of licensees...
https://www.ia.org.hk/english/infocenter/files/VTC_Insurance_Summit_Ms_Peggy_Fu.pdf -
Date: 2020-06-12
... approved body of insurance 20 brokers, as the case may be, and registered in the sub-register under the Register of Insurance Brokers kept by the IA or an approved body of insurance brokers, the following shall, inter alia, be taken into account: (1) whether the prospective C.E. or Technical Representative...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonMininumRequirementsforInsuranceBrokers.pdf -
Date: 2020-06-16
... approved body of insurance 20 brokers, as the case may be, and registered in the sub-register under the Register of Insurance Brokers kept by the IA or an approved body of insurance brokers, the following shall, inter alia, be taken into account: (1) whether the prospective C.E. or Technical Representative...
https://www.ia.org.hk/english/legislative_framework/files/guideline_on_mininum_requirements_for_insurance_brokers_eng.pdf -
Date: 2020-09-24
[PDF]
IA_MA_MoU.pdf
... (ii) a direction under section 22 of the Financial Institutions (Resolution) Ordinance (Cap. 628) (“FIRO”) has been given; or (iii) a power under section 24 of FIRO has been exercised, if the IA is reasonably aware of such matter. - 5 - Register of Licensed Insurance Intermediaries 16. The IA is...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/IA_MA_MoU.pdf -
Date: 2020-09-28
[PDF]
IA_MA_MoU.pdf
... (ii) a direction under section 22 of the Financial Institutions (Resolution) Ordinance (Cap. 628) (“FIRO”) has been given; or (iii) a power under section 24 of FIRO has been exercised, if the IA is reasonably aware of such matter. - 5 - Register of Licensed Insurance Intermediaries 16. The IA is...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/IA_MA_MoU.pdf -
Date: 2021-11-01
[PDF]
IA_MA_MoU.pdf
... (ii) a direction under section 22 of the Financial Institutions (Resolution) Ordinance (Cap. 628) (“FIRO”) has been given; or (iii) a power under section 24 of FIRO has been exercised, if the IA is reasonably aware of such matter. - 5 - Register of Licensed Insurance Intermediaries 16. The IA is...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/IA_MA_MoU.pdf -
Date: 2021-09-01
[PDF]
IA_MA_MoU.pdf
... (ii) a direction under section 22 of the Financial Institutions (Resolution) Ordinance (Cap. 628) (“FIRO”) has been given; or (iii) a power under section 24 of FIRO has been exercised, if the IA is reasonably aware of such matter. - 5 - Register of Licensed Insurance Intermediaries 16. The IA is...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/IA_MA_MoU.pdf -
Date: 2020-06-19