... be applied. B3 Record Keeping In accordance with paragraph 8.3 of the AML/CTF Guideline, an insurance broker engaging in long term insurance business should keep the original or a copy of the documents, and a record of the data and information, obtained in the course of identifying and verifying the...

... facts which ought to be disclosed by the client to the insurer; and (iii) any declaration which needs to be made by the client in respect of the application and give the client the opportunity to review it before the client signs or makes the declaration. Conduct in Focus P.8 Examples Here are some...

... to the IA any personal data belonging to me, including but not limited to, details of the course(s) I attended to earn CPD hour(s). 8. I understand the IA may take disciplinary actions against me if I have failed to comply with any CPD requirements as specified by the IA and/or I have made any false...

... to the IA any personal data belonging to me, including but not limited to, details of the course(s) I attended to earn CPD hour(s). 8. I understand the IA may take disciplinary actions against me if I have failed to comply with any CPD requirements as specified by the IA and/or I have made any false...

... requirement S.25A(1) of Cap. 405 DTROP & Cap. 455 OSCO S.12(1) of Cap. 575 UNATMO Max. Penalty: Fine at Level 5 (HK$ 50,000) & 3 Months’ Imprisonment @H on g Ko ng P ol ic e Fo rc e fo r Tr ai ni ng P ur po se O nl y 香 港 警 務 處 版 權 所 有 只 作 培 訓 用 途 • A legal requirement • Applied to all • Knowledge and...

... requirement S.25A(1) of Cap. 405 DTROP & Cap. 455 OSCO S.12(1) of Cap. 575 UNATMO Max. Penalty: Fine at Level 5 (HK$ 50,000) & 3 Months’ Imprisonment @H on g Ko ng P ol ic e Fo rc e fo r Tr ai ni ng P ur po se O nl y 香 港 警 務 處 版 權 所 有 只 作 培 訓 用 途 • A legal requirement • Applied to all • Knowledge and...

... requirement S.25A(1) of Cap. 405 DTROP & Cap. 455 OSCO S.12(1) of Cap. 575 UNATMO Max. Penalty: Fine at Level 5 (HK$ 50,000) & 3 Months’ Imprisonment @H on g Ko ng P ol ic e Fo rc e fo r Tr ai ni ng P ur po se O nl y 香 港 警 務 處 版 權 所 有 只 作 培 訓 用 途 • A legal requirement • Applied to all • Knowledge and...

... over one year now, having commenced on 23 September 2019. Based on our experience in the past 12 months, we thought it helpful to draw your attention to certain requirements of the new regime which may benefit from improved awareness and observance. A number of these requirements, if contravened give...

... Treat them like one. CONDUCT IN FOCUS 8 COVID-19 has certainly been the impetus for the traditional insurance industry to “go digital”. A by-product of this, however, is the need for the public to be alert to the possibility of scams using fraudulent insurance websites. A particular scam which has been...

... Treat them like one. CONDUCT IN FOCUS 8 COVID-19 has certainly been the impetus for the traditional insurance industry to “go digital”. A by-product of this, however, is the need for the public to be alert to the possibility of scams using fraudulent insurance websites. A particular scam which has been...