... licensed insurance brokers perform. Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Agents 3 Feedback Received and Insurance Authority’s Response I. Consultation Questions 6. Part I summarizes the major feedback from respondents on the six questions posed by the IA in the...

... constituent members of Bodies of Insurance Brokers 5 4. Fundamental Principles relating to the test on fitness and propriety of an insurance broker 15 5. Submission of annual financial statements and auditor’s report 23 6. Commencement 25 Exhibits Annexure - Notice to client A - Acknowledgement B - Notice to...

... constituent members of Bodies of Insurance Brokers 5 4. Fundamental Principles relating to the test on fitness and propriety of an insurance broker 15 5. Submission of annual financial statements and auditor’s report 23 6. Commencement 25 Exhibits Annexure - Notice to client A - Acknowledgement B - Notice to...

... Task Force on Money Laundering (“FATF”) 6 March 2015 United Nations (Anti-Terrorism Measures) Ordinance United Nations Sanctions (Eritrea) Regulation United Nations Sanctions (Somalia) Regulation United States Executive...

... Insurance Ordinance (Cap. 41)   Attachment: Explanatory Note on “Regulated Activity” under the Insurance Ordinance (Cap. 41) 6 October 2021 Note on the Treatment of “Closely Linked” Entities that are Members of the...

... Class C (Linked Long Term) Product with Open Architecture (“OA ILAS Products”) /…… 31 August 2021 Our Ref: INS/TEC/6/96 By Email Only To: Chief Executives of authorized insurers carrying on long term business and responsible officers of licensed insurance broker companies and licensed insurance...

... Class C (Linked Long Term) Product with Open Architecture (“OA ILAS Products”) /…… 31 August 2021 Our Ref: INS/TEC/6/96 By Email Only To: Chief Executives of authorized insurers carrying on long term business and responsible officers of licensed insurance broker companies and licensed insurance...

... datasets that enable analysis of carbon exposure and efficiency. 5. Other ESG related – including datasets that measure exposure to ESG risks and relevant management. 6. Macroeconomics – including economic and financial datasets that assist in conducting climate analysis and identifying potential...

... connection with an application for a licence or an approval under the Ordinance2. An individual who commits such offence, if found guilty, will be liable to a fine at level 53 and to imprisonment for 6 months. The IA will have no hesitation in prosecuting any individual who seeks to submit a false academic...

... the solvency regime • Identify key insurance and financial risks and sub-risks to which the industry is exposed and understand the sensitivity of each risk and sub-risk towards the economic balance sheet; and • Collect data to formulate our policy decisions on the RBC regime. Planning for QIS 2 (1) 6...